Nikki Krishnamurthy - Jun 16, 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role: SVP and Chief People Officer
Signature: /s/ Carolyn Mo by Power of Attorney for Nikki Krishnamurthy
Stock symbol: UBER
Transactions as of: Jun 16, 2023
Transactions value $: -$141,135
Form type: 4
Date filed: 6/21/2023, 09:40 PM
Previous filing: May 18, 2023
Next filing: Jul 18, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	UBER	Common Stock	Options Exercise		+2K	+0.9%		225K	Jun 16, 2023	Direct	F1
transaction	UBER	Common Stock	Options Exercise		+2.11K	+0.94%		227K	Jun 16, 2023	Direct	F1
transaction	UBER	Common Stock	Options Exercise		+2.31K	+1.01%		230K	Jun 16, 2023	Direct	F1
transaction	UBER	Common Stock	Options Exercise		+1.81K	+0.79%		231K	Jun 16, 2023	Direct	F1
transaction	UBER	Common Stock	Tax liability	-$34.3K	-788	-0.34%	$43.52	231K	Jun 16, 2023	Direct	F2
transaction	UBER	Common Stock	Tax liability	-$36.2K	-832	-0.36%	$43.52	230K	Jun 16, 2023	Direct	F2
transaction	UBER	Common Stock	Tax liability	-$39.5K	-908	-0.4%	$43.52	229K	Jun 16, 2023	Direct	F2
transaction	UBER	Common Stock	Tax liability	-$31.1K	-715	-0.31%	$43.52	229K	Jun 16, 2023	Direct	F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	UBER	Restricted Stock Units	Options Exercise	$0	-2K	-2.17%	$0.00	90K	Jun 16, 2023	Common Stock	2K		Direct	F1, F4
transaction	UBER	Restricted Stock Units	Options Exercise	$0	-2.11K	-2.94%	$0.00	69.7K	Jun 16, 2023	Common Stock	2.11K		Direct	F1, F5
transaction	UBER	Restricted Stock Units	Options Exercise	$0	-2.31K	-4.55%	$0.00	48.4K	Jun 16, 2023	Common Stock	2.31K		Direct	F1, F6
transaction	UBER	Restricted Stock Units	Options Exercise	$0	-1.81K	-10%	$0.00	16.3K	Jun 16, 2023	Common Stock	1.81K		Direct	F1, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units convert into common stock on a one-for-one basis.
F2	Shares withheld to satisfy tax liability upon vesting of restricted stock units on June 16, 2023.
F3	Includes 1,051 shares acquired under Uber's stock purchase plan on May 19, 2023.
F4	The reporting person was granted 96,041 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5	The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6	The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7	The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.