Jill Hazelbaker - 16 Jun 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP, Marketing and Public Affairs
Signature
/s/ Carolyn Mo by Power of Attorney for Jill Hazelbaker
Issuer symbol
UBER
Transactions as of
16 Jun 2023
Net transactions value
-$364,828
Form type
4
Filing time
21 Jun 2023, 21:40:01 UTC
Previous filing
16 Jun 2023
Next filing
18 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +2,547 +2.2% 116,463 16 Jun 2023 Direct F1
transaction UBER Common Stock Options Exercise +2,689 +2.3% 119,152 16 Jun 2023 Direct F1
transaction UBER Common Stock Options Exercise +1,698 +1.4% 120,850 16 Jun 2023 Direct F1
transaction UBER Common Stock Options Exercise +4,669 +3.9% 125,519 16 Jun 2023 Direct F1
transaction UBER Common Stock Options Exercise +2,438 +1.9% 127,957 16 Jun 2023 Direct F1
transaction UBER Common Stock Options Exercise +2,863 +2.2% 130,820 16 Jun 2023 Direct F1
transaction UBER Common Stock Tax liability $54,966 -1,263 -0.97% $43.52 129,557 16 Jun 2023 Direct F2
transaction UBER Common Stock Tax liability $58,056 -1,334 -1% $43.52 128,223 16 Jun 2023 Direct F2
transaction UBER Common Stock Tax liability $36,644 -842 -0.66% $43.52 127,381 16 Jun 2023 Direct F2
transaction UBER Common Stock Tax liability $100,749 -2,315 -1.8% $43.52 125,066 16 Jun 2023 Direct F2
transaction UBER Common Stock Tax liability $52,616 -1,209 -0.97% $43.52 123,857 16 Jun 2023 Direct F2
transaction UBER Common Stock Tax liability $61,798 -1,420 -1.1% $43.52 122,437 16 Jun 2023 Direct F2
holding UBER Common Stock 7,702 16 Jun 2023 Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -2,547 -2.2% $0.000000 114,595 16 Jun 2023 Common Stock 2,547 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -2,689 -2.9% $0.000000 88,696 16 Jun 2023 Common Stock 2,689 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -1,698 -4.5% $0.000000 35,660 16 Jun 2023 Common Stock 1,698 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -4,669 -7.1% $0.000000 60,707 16 Jun 2023 Common Stock 4,669 Direct F1, F7
transaction UBER Restricted Stock Units Options Exercise $0 -2,438 -10% $0.000000 21,938 16 Jun 2023 Common Stock 2,438 Direct F1, F8
transaction UBER Restricted Stock Units Options Exercise $0 -2,863 -50% $0.000000 2,862 16 Jun 2023 Common Stock 2,863 Direct F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on June 16, 2023.
F3 Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F4 The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8 The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F9 The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th of the total RSUs vested on July 16, 2020 and 1/40 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

SVP, Marketing and Public Affairs