Key facts
- This page summarizes Michael P. Watts's Form 4 filing for Sonendo, Inc. (SONX).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 20 Jun 2023, 21:17.
Michael P. Watts - 15 Jun 2023 Form 4 Insider Report for Sonendo, Inc. (SONX)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- SONX
- Reported as of
- 15 Jun 2023
- Net transaction value
- -$9,358
- SEC form
- 4
- Accepted by SEC
- 20 Jun 2023, 21:17:00 UTC
- Prior SEC filing
- 04 May 2023
- Next SEC filing
- 27 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Michael P. Watts
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Michael P. Watts filed Form 4 for Sonendo, Inc. (SONX) on 20 Jun 2023.
Change
- Previous filing in this sequence was filed on 04 May 2023.
- Current net transaction value: -$9,358.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SONX
transaction
Common Stock
Sale
- Transaction value
- $5,797
- Shares
- -5,175
- Change %
- -0.89%
- Price
- $1.12
- Shares after
- 579,023
- Date
- 15 Jun 2023
- Ownership
- Direct
- Footnotes
- F1, F2
SONX
transaction
Common Stock
Sale
- Transaction value
- $3,561
- Shares
- -3,272
- Change %
- -0.57%
- Price
- $1.09
- Shares after
- 575,751
- Date
- 16 Jun 2023
- Ownership
- Direct
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 3 footnotes
Footnote F1
Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023. The sales were made through "sell to cover" transactions and do not represent discretionary transactions by the Reporting Person.
Footnote F2
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.12 to $1.22. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F3
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.05 to $1.13. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.