Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | DBX | Class A Common Stock | Sale | -$12.9M | -515K | -5.87% | $25.04 | 8.27M | Jun 14, 2023 | Direct | F1, F2, F3 |
holding | DBX | Class A Common Stock | 717K | Jun 14, 2023 | See Footnote | F4 |
Id | Content |
---|---|
F1 | These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person prior to the effectiveness of the revised requirements of Rule 10b5-1(c). In compliance with SEC guidance, the Reporting Person has not checked the box above but states that the Rule 10b5-1 trading plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). |
F2 | This transaction was executed in multiple trades at prices ranging from $25.00 to $25.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F3 | Certain of these securities are restricted stock awards of Class A Common Stock. The restricted stock awards vest over a period of up to ten years following the closing of the Issuer's initial public offering of Class A Common Stock, or March 27, 2028, upon achievement of service-based, market-based, and liquidity event-related performance vesting conditions. |
F4 | Shares held by the Houston Remainder Trust u/a/d 12/30/2010, for which Reporting Person serves as trustee. |