| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UBER | Common Stock | Sale | $347,944 | -8,334 | -4.4% | $41.75 | 181,357 | 13 Jun 2023 | Direct | F1 |
| transaction | UBER | Common Stock | Sale | $699,888 | -16,664 | -9.2% | $42.00 | 164,693 | 15 Jun 2023 | Direct | F1, F2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan. |
| F2 | Includes 1,051 shares acquired under Uber's stock purchase plan on May 23, 2023. |
Chief Legal Officer and Corporate Secretary