Tony West - Jun 13, 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Legal Officer and Corporate Secretary
Signature
/s/ Carolyn Mo by Power of Attorney for Tony West
Stock symbol
UBER
Transactions as of
Jun 13, 2023
Transactions value $
-$1,047,833
Form type
4
Date filed
6/15/2023, 09:09 PM
Previous filing
Jun 2, 2023
Next filing
Jun 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Sale -$348K -8.33K -4.39% $41.75 181K Jun 13, 2023 Direct F1
transaction UBER Common Stock Sale -$700K -16.7K -9.19% $42.00 165K Jun 15, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan.
F2 Includes 1,051 shares acquired under Uber's stock purchase plan on May 23, 2023.

Remarks:

Chief Legal Officer and Corporate Secretary