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Signature
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/s/ Paul Alpern
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Stock symbol
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AIP
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Transactions as of
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Jun 9, 2023
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Transactions value $
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-$284,419
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Form type
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4
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Date filed
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6/13/2023, 04:24 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
AIP |
Common Stock |
Options Exercise |
$24K |
+40K |
+81.71% |
$0.60* |
89K |
Jun 9, 2023 |
Direct |
F1, F2, F3 |
transaction |
AIP |
Common Stock |
Sale |
-$308K |
-42.1K |
-47.27% |
$7.33 |
46.9K |
Jun 9, 2023 |
Direct |
F1, F3, F4 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
AIP |
Stock Options (Right to Buy) |
Options Exercise |
$0 |
-40K |
-66.67% |
$0.00 |
20K |
Jun 9, 2023 |
Common Stock |
40K |
$0.60 |
Direct |
F1, F2 |
holding |
AIP |
Stock Options (Right to Buy) |
|
|
|
|
|
200K |
Jun 9, 2023 |
Common Stock |
200K |
$0.56 |
Direct |
F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: