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Signature
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/s/ Michael A. Metzger, Attorney-in-fact
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Stock symbol
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SNDX
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Transactions as of
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Jun 9, 2023
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Transactions value $
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-$714,634
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Form type
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4
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Date filed
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6/9/2023, 05:32 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
SNDX |
Common Stock |
Options Exercise |
$157K |
+24.6K |
+137.82% |
$6.38 |
42.4K |
Jun 9, 2023 |
Direct |
|
| transaction |
SNDX |
Common Stock |
Options Exercise |
$248K |
+28.3K |
+66.65% |
$8.77 |
70.7K |
Jun 9, 2023 |
Direct |
|
| transaction |
SNDX |
Common Stock |
Sale |
-$521K |
-24.6K |
-34.77% |
$21.18 |
46.1K |
Jun 9, 2023 |
Direct |
F1, F2 |
| transaction |
SNDX |
Common Stock |
Sale |
-$599K |
-28.3K |
-61.32% |
$21.18 |
17.8K |
Jun 9, 2023 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
SNDX |
Stock Options (Right to buy) |
Options Exercise |
$0 |
-28.3K |
-100% |
$0.00* |
0 |
Jun 9, 2023 |
Common Stock |
28.3K |
$8.77 |
Direct |
F3 |
| transaction |
SNDX |
Stock Options (Right to buy) |
Options Exercise |
$0 |
-24.6K |
-100% |
$0.00* |
0 |
Jun 9, 2023 |
Common Stock |
24.6K |
$6.38 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: