Key facts
- This page summarizes Arvind Krishna's Form 4 filing for INTERNATIONAL BUSINESS MACHINES CORP (IBM).
- 9 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 09 Jun 2023, 17:10.
Arvind Krishna - 07 Jun 2023 Form 4 Insider Report for INTERNATIONAL BUSINESS MACHINES CORP (IBM)
- Reporting relationship
- Chairman and CEO, Director
- Issuer ticker
- IBM
- Reported as of
- 07 Jun 2023
- Net transaction value
- -$1,520,389
- SEC form
- 4
- Accepted by SEC
- 09 Jun 2023, 17:10:13 UTC
- Prior SEC filing
- 19 May 2023
- Next SEC filing
- 05 Jul 2023
- Source filing
- View source filing
- Reporting owner signature
- J. Pomazal on behalf of A. Krishna
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Arvind Krishna filed Form 4 for INTERNATIONAL BUSINESS MACHINES CORP (IBM) on 09 Jun 2023.
Change
- Previous filing in this sequence was filed on 19 May 2023.
- Current net transaction value: -$1,520,389.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
IBM
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +4,022
- Change %
- +1.4%
- Price
- $0.000000
- Shares after
- 282,755
- Date
- 07 Jun 2023
- Ownership
- Direct
IBM
transaction
Common Stock
Tax liability
- Transaction value
- $265,973
- Shares
- -1,995
- Change %
- -0.71%
- Price
- $133.32
- Shares after
- 280,760
- Date
- 07 Jun 2023
- Ownership
- Direct
IBM
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +10,091
- Change %
- +3.6%
- Price
- $0.000000
- Shares after
- 290,851
- Date
- 08 Jun 2023
- Ownership
- Direct
IBM
transaction
Common Stock
Tax liability
- Transaction value
- $676,275
- Shares
- -5,010
- Change %
- -1.7%
- Price
- $134.98
- Shares after
- 285,841
- Date
- 08 Jun 2023
- Ownership
- Direct
IBM
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +8,604
- Change %
- +3%
- Price
- $0.000000
- Shares after
- 294,445
- Date
- 08 Jun 2023
- Ownership
- Direct
IBM
transaction
Common Stock
Tax liability
- Transaction value
- $578,141
- Shares
- -4,283
- Change %
- -1.5%
- Price
- $134.98
- Shares after
- 290,162
- Date
- 08 Jun 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
IBM
transaction
Derivative
Rst. Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -4,022
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 07 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,022
- Exercise price
- $0.000000
- Footnotes
- F1, F2, F3
IBM
transaction
Derivative
Rst. Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -10,091
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 10,091
- Date
- 08 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 10,091
- Exercise price
- $0.000000
- Footnotes
- F2, F3, F4
IBM
transaction
Derivative
Rst. Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -8,604
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 17,210
- Date
- 08 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,604
- Exercise price
- $0.000000
- Footnotes
- F2, F3, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
On 06/07/19, the reporting person was granted 15,565 RSUs, 3,891 of which vested on 06/07/20, 3,891 of which vested on 06/07/21, 3,891 of which vested on 06/07/22, and 3,892 of which vested on 06/07/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.
Footnote F2
These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.
Footnote F3
Release of restricted stock units.
Footnote F4
On 06/08/20, the reporting person was granted 39,068 RSUs, 9,767 of which vested on 06/08/21, 9,767 of which vested on 06/08/22, 9,767 of which vested on 06/08/23, and 9,767 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.
Footnote F5
On 06/08/21, the reporting person was granted 33,313 RSUs, 8,328 of which vested on 06/08/22, 8,328 of which vested on 06/08/23, 8,328 of which will vest on 06/08/24, and 8,329 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.