Nelson Chai - 16 May 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role: Chief Financial Officer
Signature: /s/ Carolyn Mo by Power of Attorney for Nelson Chai
Issuer symbol: UBER
Transactions as of: 16 May 2023
Net transactions value: -$149,460
Form type: 4
Filing time: 18 May 2023, 18:56:15 UTC
Previous filing: 18 Apr 2023
Next filing: 26 May 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	UBER	Common Stock	Options Exercise		+3,457	+0.92%		379,963	16 May 2023	Direct	F1
transaction	UBER	Common Stock	Options Exercise		+1,086	+0.29%		381,049	16 May 2023	Direct	F1
transaction	UBER	Common Stock	Options Exercise		+3,274	+0.86%		384,323	16 May 2023	Direct	F1
transaction	UBER	Common Stock	Tax liability	$62,600	-1,672	-0.44%	$37.44	382,651	16 May 2023	Direct	F2
transaction	UBER	Common Stock	Tax liability	$20,779	-555	-0.15%	$37.44	382,096	16 May 2023	Direct	F2
transaction	UBER	Common Stock	Tax liability	$66,082	-1,765	-0.46%	$37.44	380,331	16 May 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	UBER	Restricted Stock Units	Options Exercise	$0	-3,274	-2.1%	$0.000000	150,611	16 May 2023	Common Stock	3,274		Direct	F1, F3
transaction	UBER	Restricted Stock Units	Options Exercise	$0	-3,457	-2.9%	$0.000000	117,533	16 May 2023	Common Stock	3,457		Direct	F1, F4
transaction	UBER	Restricted Stock Units	Options Exercise	$0	-1,086	-4.3%	$0.000000	23,896	16 May 2023	Common Stock	1,086		Direct	F1, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units convert into common stock on a one-for-one basis.
F2	Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 16, 2023.
F3	The reporting person was granted 157,159 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4	The reporting person was granted 165,929 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5	The reporting person was granted 52,137 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.