Nancy Lurker - May 11, 2023 Form 4 Insider Report for EyePoint Pharmaceuticals, Inc. (EYPT)

Signature
/s/ Ron Honig, Attorney-in-Fact
Stock symbol
EYPT
Transactions as of
May 11, 2023
Transactions value $
$0
Form type
4
Date filed
5/15/2023, 06:15 PM
Previous filing
Feb 13, 2023
Next filing
Jun 22, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EYPT Stock Option (right to buy) Gift $0 -21.3K -100% $0.00* 0 May 11, 2023 Common Stock 21.3K $36.30 Direct F1, F2
transaction EYPT Stock Option (right to buy) Gift $0 +21.3K +33.33% $0.00 85K May 11, 2023 Common Stock 21.3K $36.30 By Family Trust F1, F2, F3
transaction EYPT Stock Option (Right to Buy) Gift $0 -65.9K -100% $0.00* 0 May 11, 2023 Common Stock 65.9K $26.50 Direct F4, F5
transaction EYPT Stock Option (Right to Buy) Gift $0 +65.9K +242.77% $0.00 93K May 11, 2023 Common Stock 65.9K $26.50 By Family Trust F3, F4, F5
transaction EYPT Stock Option (right to buy) Gift $0 -36K -100% $0.00* 0 May 11, 2023 Common Stock 36K $20.40 Direct F6, F7
transaction EYPT Stock Option (right to buy) Gift $0 +36K +200% $0.00 54K May 11, 2023 Common Stock 36K $20.40 By Family Trust F3, F6, F7
transaction EYPT Stock Option (right to buy) Gift $0 -8K -100% $0.00* 0 May 11, 2023 Common Stock 8K $17.70 Direct F8, F9
transaction EYPT Stock Option (right to buy) Gift $0 +8K +50% $0.00 24K May 11, 2023 Common Stock 8K $17.70 By Family Trust F3, F8, F9
transaction EYPT Stock Option (Right to Buy) Gift $0 -120K -56.25% $0.00 93.5K May 11, 2023 Common Stock 120K $13.13 Direct F10, F11
transaction EYPT Stock Option (Right to Buy) Gift $0 +120K $0.00 120K May 11, 2023 Common Stock 120K $13.13 By Family Trust F3, F10, F11
transaction EYPT Stock Option (Right to Buy) Gift $0 -59.2K -79.17% $0.00 15.6K May 11, 2023 Common Stock 59.2K $12.90 Direct F12, F13
transaction EYPT Stock Option (Right to Buy) Gift $0 +59.2K $0.00 59.2K May 11, 2023 Common Stock 59.2K $12.90 By Family Trust F3, F12, F13
transaction EYPT Stock Option (Right to Buy) Gift $0 -75K -31.25% $0.00 165K May 11, 2023 Common Stock 75K $10.13 Direct F14, F15
transaction EYPT Stock Option (Right to Buy) Gift $0 +75K $0.00 75K May 11, 2023 Common Stock 75K $10.13 By Family Trust F3, F14, F15
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 11, 2023, the reporting person transferred the vested portion of an option to purchase common stock, par value $0.001 per share ("Common Stock"), of EyePoint Pharmaceuticals, Inc. (the "Company"), to an irrevocable family trust of which the reporting person's spouse is trustee and of which the reporting person's immediately family members are the sole beneficiaries (the "Family Trust"). The option was originally granted to the reporting person on December 12, 2016 and was exercisable for 85,000 shares of Common Stock of the Company. At the time of the transfer the option was fully vested.
F10 On May 11, 2023, the reporting person transferred the vested portion of an option to purchase Common Stock of the Company to the Family Trust. The option was originally granted to the reporting person on February 9, 2021 and was exercisable for 213,700 shares of Common Stock of the Company. At the time of the transfer, the vested portion of the option consisted of 120,206 shares of Common Stock of the Company.
F11 The option to purchase will vest and become exercisable over a four year period as follows: 25% at the one year anniversary of grant and then ratably over the remaining thirty-six months At the time of the transfer, the portion of the option that was transferred to the Family Trust vested in full as of May 9, 2023. The remaining portion of the option retained by the reporting person continues to vest on a monthly basis until February 9, 2025.
F12 On May 11, 2023, the reporting person transferred the vested portion of an option to purchase Common Stock of the Company to the Family Trust. The option was originally granted to the reporting person on February 28, 2020 and was exercisable for 74,800 shares of Common Stock of the Company. At the time of the transfer, the vested portion of the option consisted of 59,220 shares of Common Stock of the Company.
F13 The option to purchase will vest and become exercisable over a four year period as follows: 25% at the one year anniversary of grant and then ratably over the remaining thirty-six months At the time of the transfer, the portion of the option that was transferred to the Family Trust vested in full as of April 28, 2023. The remaining portion of the option retained by the reporting person continues to vest on a monthly basis until February 28, 2024.
F14 On May 11, 2023, the reporting person transferred the vested portion of an option to purchase Common Stock of the Company to the Family Trust. The option was originally granted to the reporting person on February 9, 2022 and was exercisable for 240,000 shares of Common Stock of the Company. At the time of the transfer, the vested portion of the option consisted of 75,000 shares of Common Stock of the Company.
F15 The option to purchase will vest and become exercisable over a four year period as follows: 25% at the one year anniversary of grant and then ratably over the remaining thirty-six months At the time of the transfer, the portion of the option that was transferred to the Family Trust vested in full as of May 9, 2023. The remaining portion of the option retained by the reporting person continues to vest on a monthly basis until February 9, 2026.
F2 The option vested and became exercisable in four equal annual installments beginning on September 15, 2017. At the time of the transfer, the portion of the option that was transferred to the Family Trust had vested in full as of September 15, 2020.
F3 These securities are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the Family Trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4 On May 11, 2023, the reporting person transferred the vested portion of an option to purchase Common Stock of the Company to the Family Trust. The option was originally granted to the reporting person on February 21, 2019 and was fully vested at the time of the transfer
F5 The option vests and becomes exercisable ratably in 48 monthly installments beginning on March 21, 2019. At the time of the transfer, the portion of the option that was transferred to the Family Trust had vested in full as of March 21,2023.
F6 On May 11, 2023, the reporting person transferred the vested portion of an option to purchase Common Stock of the Company to the Family Trust. The option was originally granted to the reporting person on June 14, 2018 and was fully vested at the time of the transfer.
F7 The option vests and becomes exercisable in three equal annual installments beginning on June 14, 2019. At the time of the transfer, the portion of the option that was transferred to the Family Trust vested in full as of June 14, 2021.
F8 On May 11, 2023, the reporting person transferred the vested portion of an option to purchase Common Stock of the Company to the Family Trust. The option was originally granted to the reporting person on December 15, 2017 and was fully vested at the time of the transfer,
F9 The option vested and became exercisable in three equal annual installments beginning on June 27, 2018. At the time of the transfer, the portion of the option that was transferred to the Family Trust had vested in full as of June 27, 2020.