RONALD D. SUGAR - 07 May 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role: Director
Signature: /s/ Carolyn Mo by Power of Attorney for Ronald D. Sugar
Issuer symbol: UBER
Transactions as of: 07 May 2023
Net transactions value: $0
Form type: 4
Filing time: 09 May 2023, 20:07:45 UTC
Previous filing: 14 Mar 2023
Next filing: 23 May 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	UBER	Common Stock	Options Exercise		+8,402	+21%		47,548	07 May 2023	Direct	F1
holding	UBER	Common Stock						171,729	07 May 2023	Trust	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	UBER	Restricted Stock Units	Options Exercise	$0	-8,402	-100%	$0.000000^*	0	07 May 2023	Common Stock	8,402		Direct	F1, F3
transaction	UBER	Restricted Stock Units	Award	$0	+8,850		$0.000000	8,850	08 May 2023	Common Stock	8,850		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units convert into common stock on a one-for-one basis.
F2	Shares are held by the Sugar Family Trust for which Mr. Sugar serves as trustee.
F3	The reporting person was granted 8,402 restricted stock units (RSUs) on May 18, 2022. The RSUs vested on May 7, 2023, the date immediately preceding the date of the 2023 annual meeting of the stockholders of the Issuer. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
F4	The reporting person was granted 8,850 restricted stock units (RSUs) on May 8, 2023 pursuant to Uber's 2019 Equity Incentive Plan. The RSUs are scheduled to vest on the date immediately preceding the date of the 2024 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.