Yasir Al - May 7, 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Director
Signature
/s/ Carolyn Mo by Power of Attorney for H.E. Yasir Al-Rumayyan
Stock symbol
UBER
Transactions as of
May 7, 2023
Transactions value $
-$23,858
Form type
4
Date filed
5/9/2023, 08:06 PM
Previous filing
Jan 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +8.4K +2.16% 397K May 7, 2023 Direct F1
transaction UBER Common Stock Tax liability -$23.9K -632 -0.16% $37.75 396K May 7, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -8.4K -100% $0.00* 0 May 7, 2023 Common Stock 8.4K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Yasir Al is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 7, 2023.
F3 The reporting person was granted 8,402 restricted stock units (RSUs) on May 18, 2022. The RSUs vested on May 7, 2023, the date immediately preceding the date of the 2023 annual meeting of the stockholders of the Issuer. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Remarks:

His Excellency Yasir AI-Rumayyan is the Governor of The Public Investment Fund ("PIF"), the sovereign wealth fund of the Kingdom of Saudi Arabia, which is a holder of securities of Uber Technologies, Inc. (the "Issuer''). The Board of Directors (the "Board") of PIF exercises investment control over the securities of the Issuer held by PIF by majority vote of the members of the Board.