Yasir Al-Rumayyan - 07 May 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Director
Signature
/s/ Carolyn Mo by Power of Attorney for H.E. Yasir Al-Rumayyan
Issuer symbol
UBER
Transactions as of
07 May 2023
Net transactions value
-$23,858
Form type
4
Filing time
09 May 2023, 20:06:43 UTC
Previous filing
30 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +8,402 +2.2% 396,643 07 May 2023 Direct F1
transaction UBER Common Stock Tax liability $23,858 -632 -0.16% $37.75 396,011 07 May 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -8,402 -100% $0.000000* 0 07 May 2023 Common Stock 8,402 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Yasir Al-Rumayyan is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 7, 2023.
F3 The reporting person was granted 8,402 restricted stock units (RSUs) on May 18, 2022. The RSUs vested on May 7, 2023, the date immediately preceding the date of the 2023 annual meeting of the stockholders of the Issuer. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Remarks:

His Excellency Yasir AI-Rumayyan is the Governor of The Public Investment Fund ("PIF"), the sovereign wealth fund of the Kingdom of Saudi Arabia, which is a holder of securities of Uber Technologies, Inc. (the "Issuer''). The Board of Directors (the "Board") of PIF exercises investment control over the securities of the Issuer held by PIF by majority vote of the members of the Board.