Alison Mosca - May 4, 2023 Form 4 Insider Report for Clene Inc. (CLNN)

Role
Director
Signature
/s/ Jerry Miraglia POA
Stock symbol
CLNN
Transactions as of
May 4, 2023
Transactions value $
$0
Form type
4
Date filed
5/5/2023, 04:36 PM
Previous filing
Feb 3, 2023
Next filing
Jun 20, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLNN Stock Options (Right to buy) Award $0 +21.6K $0.00 21.6K May 4, 2023 Common Stock 21.6K $0.92 Direct F1
transaction CLNN Stock Options (Right to buy) Award $0 +30K $0.00 30K May 4, 2023 Common Stock 30K $0.92 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option was granted on May 4, 2023 as an option for 21,607 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $0.92 per share. The options vest immediately upon grant.
F2 This option was granted on May 4, 2023 as an option for 30,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $0.92 per share. The options vest in 12 equal installments of Common Stock on the 4th day of each calendar month, beginning June 4, 2023, until such shares are fully vested.