Robert C. Lyons - 01 May 2023 Form 4 Insider Report for GATX CORP (GATX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 May 2023, 15:28:28 UTC
Prior SEC filing
30 Jan 2023
Next SEC filing
04 May 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Lisa M. Ibarra, by Power of Attorney on behalf of Robert C. Lyons

Key filing fact

Robert C. Lyons filed Form 4 for GATX CORP (GATX) on 03 May 2023.

Key facts

  • This page summarizes Robert C. Lyons's Form 4 filing for GATX CORP (GATX).
  • 4 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 03 May 2023, 15:28.

Change

  • Previous filing in this sequence was filed on 30 Jan 2023.
  • Current net transaction value: -$1,096,183.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GATX transaction

Common Stock

Options Exercise

Transaction value
$1,284,675
Shares
+21,000
Change %
+47%
Price
$61.18
Shares after
65,710
Date
01 May 2023
Ownership
Direct
GATX transaction

Common Stock

Sale

Transaction value
$1,709,082
Shares
-15,108
Change %
-23%
Price
$113.12
Shares after
50,602
Date
01 May 2023
Ownership
Direct
Footnotes
F1
GATX transaction

Common Stock

Sale

Transaction value
$671,776
Shares
-5,892
Change %
-12%
Price
$114.01
Shares after
44,710
Date
01 May 2023
Ownership
Direct
Footnotes
F2
GATX holding

Common Stock 401(k)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,964
Date
01 May 2023
Ownership
401(k)

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GATX transaction Derivative

2017 NQ Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-21,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 May 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
21,000
Exercise price
$61.18
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents the weighted average sale price. The highest price at which shares were sold was $113.7300 and the lowest price at which shares were sold was $112.7350. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareholders.

Footnote F2

Represents the weighted average sale price. The highest price at which shares were sold was $114.2350 and the lowest price at which shares were sold was $113.7400. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareholders.

SEC remarks

Exhibit List: Exhibit 1 - Confirming Statement

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