Michael J. Smith - Mar 27, 2023 Form 4 Insider Report for Sonendo, Inc. (SONX)

Role: Chief Commercial Officer
Signature: /s/ Michael J. Smith
Stock symbol: SONX
Transactions as of: Mar 27, 2023
Transactions value $: -$12,563
Form type: 4
Date filed: 3/28/2023, 04:30 PM
Previous filing: Mar 16, 2023
Next filing: May 4, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SONX	Common Stock	Sale	-$12.6K	-6.93K	-0.88%	$1.81	777K	Mar 27, 2023	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
F2	The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.80 to $1.83. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Content

Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.80 to $1.83. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.