GREGORY BECKER - 27 Feb 2023 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVB)

Role
President and CEO
Signature
/s/Desiree Combs, Attorney-in-Fact for Gregory Becker
Issuer symbol
SIVB
Transactions as of
27 Feb 2023
Net transactions value
-$2,269,056
Form type
4
Filing time
01 Mar 2023, 16:12:39 UTC
Previous filing
02 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Options Exercise $420,720 +4,000 +4.3% $105.18 96,552 27 Feb 2023 Revocable Trust
transaction SIVB Common Stock Options Exercise $468,156 +4,451 +4.6% $105.18 101,003 27 Feb 2023 Revocable Trust
transaction SIVB Common Stock Options Exercise $420,720 +4,000 +4% $105.18 105,003 27 Feb 2023 Revocable Trust
transaction SIVB Common Stock Sale $256,932 -899 -0.86% $285.80 104,104 27 Feb 2023 Revocable Trust F1
transaction SIVB Common Stock Sale $1,054,220 -3,675 -3.5% $286.86 100,429 27 Feb 2023 Revocable Trust F2
transaction SIVB Common Stock Sale $1,805,517 -6,276 -6.2% $287.69 94,153 27 Feb 2023 Revocable Trust F3
transaction SIVB Common Stock Sale $461,983 -1,601 -1.7% $288.56 92,552 27 Feb 2023 Revocable Trust F4
holding SIVB Common Stock 6,315 27 Feb 2023 By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Stock Option Options Exercise $0 -4,451 -36% $0.000000 8,000 27 Feb 2023 Common Stock 4,451 $105.18 Direct F5
transaction SIVB Stock Option Options Exercise $0 -4,000 -50% $0.000000 4,000 27 Feb 2023 Common Stock 4,000 $105.18 Direct F5
transaction SIVB Stock Option Options Exercise $0 -4,000 -100% $0.000000* 0 27 Feb 2023 Common Stock 4,000 $105.18 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $285.27 to $286.23; the price reported above reflects the weighted average sale price.
F2 This transaction was executed in multiple trades at prices ranging from $286.26 to $287.24; the price reported above reflects the weighted average sale price.
F3 This transaction was executed in multiple trades at prices ranging from $287.25 to $288.21; the price reported above reflects the weighted average sale price.
F4 This transaction was executed in multiple trades at prices ranging from $288.29 to $289.05; the price reported above reflects the weighted average sale price.
F5 25%/4yr beginning on 02-May-2016.

Remarks:

These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective January 26, 2023.