Gregory Becker - Feb 27, 2023 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVB)

Role
President and CEO
Signature
/s/Desiree Combs, Attorney-in-Fact for Gregory Becker
Stock symbol
SIVB
Transactions as of
Feb 27, 2023
Transactions value $
-$2,269,056
Form type
4
Date filed
3/1/2023, 04:12 PM
Previous filing
Feb 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Options Exercise $421K +4K +4.32% $105.18 96.6K Feb 27, 2023 Revocable Trust
transaction SIVB Common Stock Options Exercise $468K +4.45K +4.61% $105.18 101K Feb 27, 2023 Revocable Trust
transaction SIVB Common Stock Options Exercise $421K +4K +3.96% $105.18 105K Feb 27, 2023 Revocable Trust
transaction SIVB Common Stock Sale -$257K -899 -0.86% $285.80 104K Feb 27, 2023 Revocable Trust F1
transaction SIVB Common Stock Sale -$1.05M -3.68K -3.53% $286.86 100K Feb 27, 2023 Revocable Trust F2
transaction SIVB Common Stock Sale -$1.81M -6.28K -6.25% $287.69 94.2K Feb 27, 2023 Revocable Trust F3
transaction SIVB Common Stock Sale -$462K -1.6K -1.7% $288.56 92.6K Feb 27, 2023 Revocable Trust F4
holding SIVB Common Stock 6.32K Feb 27, 2023 By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Stock Option Options Exercise $0 -4.45K -35.75% $0.00 8K Feb 27, 2023 Common Stock 4.45K $105.18 Direct F5
transaction SIVB Stock Option Options Exercise $0 -4K -50% $0.00 4K Feb 27, 2023 Common Stock 4K $105.18 Direct F5
transaction SIVB Stock Option Options Exercise $0 -4K -100% $0.00* 0 Feb 27, 2023 Common Stock 4K $105.18 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $285.27 to $286.23; the price reported above reflects the weighted average sale price.
F2 This transaction was executed in multiple trades at prices ranging from $286.26 to $287.24; the price reported above reflects the weighted average sale price.
F3 This transaction was executed in multiple trades at prices ranging from $287.25 to $288.21; the price reported above reflects the weighted average sale price.
F4 This transaction was executed in multiple trades at prices ranging from $288.29 to $289.05; the price reported above reflects the weighted average sale price.
F5 25%/4yr beginning on 02-May-2016.

Remarks:

These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective January 26, 2023.