Jeffrey A. Kaplan - Feb 23, 2023 Form 4 Insider Report for LyondellBasell Industries N.V. (LYB)

Role
EVP and General Counsel
Signature
/s/ Lara A. Mason, Attorney-in-Fact
Stock symbol
LYB
Transactions as of
Feb 23, 2023
Transactions value $
$0
Form type
4
Date filed
2/27/2023, 03:19 PM
Previous filing
Feb 24, 2023
Next filing
Aug 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LYB Class A Ordinary Shares Award $0 +5.5K +10.12% $0.00 59.9K Feb 23, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LYB Stock Options (Right to Buy) Award $0 +20.9K $0.00 20.9K Feb 23, 2023 Class A Ordinary Shares 20.9K $94.65 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025. The 5,504 RSUs reported on this Form 4 vest on February 23, 2026.
F2 Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 6,968 vest February 23, 2024, 6,966 vest February 23, 2025 and 6,966 vest February 23, 2026.