Arvind Krishna - 21 Feb 2023 Form 4 Insider Report for INTERNATIONAL BUSINESS MACHINES CORP (IBM)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
23 Feb 2023, 16:11:45 UTC
Prior SEC filing
13 Feb 2023
Next SEC filing
04 Apr 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
D. Glowienka on behalf of A. Krishna
Filing notes and source

Key filing fact

Arvind Krishna filed Form 4 for INTERNATIONAL BUSINESS MACHINES CORP (IBM) on 23 Feb 2023.

Key facts

  • This page summarizes Arvind Krishna's Form 4 filing for INTERNATIONAL BUSINESS MACHINES CORP (IBM).
  • 5 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 23 Feb 2023, 16:11.

Change

  • Previous filing in this sequence was filed on 13 Feb 2023.
  • Current net transaction value: -$342,754.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

IBM transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+5,163
Change %
+1.9%
Price
$0.000000
Shares after
281,214
Date
21 Feb 2023
Ownership
Direct
IBM transaction

Common Stock

Tax liability

Transaction value
$342,754
Shares
-2,577
Change %
-0.92%
Price
$133.00
Shares after
278,637
Date
21 Feb 2023
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

IBM transaction Derivative

Rst. Stock Unit

Award

Transaction value
$0
Shares
+24,492
Change %
Price
$0.000000
Shares after
24,492
Date
21 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
24,492
Exercise price
$0.000000
Footnotes
F1
IBM transaction Derivative

Emp. Stock Option (right to buy)

Award

Transaction value
$0
Shares
+146,923
Change %
Price
$0.000000
Shares after
146,923
Date
21 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
146,923
Exercise price
$133.00
Footnotes
F2
IBM transaction Derivative

Rst. Stock Unit

Options Exercise

Transaction value
$0
Shares
-5,163
Change %
-25%
Price
$0.000000
Shares after
15,492
Date
21 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,163
Exercise price
$0.000000
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 6,123 of these units on February 21, 2024, 6,123 of these units on February 21, 2025, 6,123 of these units on February 21, 2026, and 6,123 of these units on February 21, 2027.

Footnote F2

These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

Footnote F3

These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Footnote F4

Release of restricted stock units.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .