Andrea E. Bertone - 17 Feb 2023 Form 4 Insider Report for Waste Connections, Inc. (WCN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
22 Feb 2023, 15:16:46 UTC
Prior SEC filing
14 Dec 2022
Next SEC filing
08 May 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
ANDREA BERTONE

Key filing fact

Andrea E. Bertone filed Form 4 for Waste Connections, Inc. (WCN) on 22 Feb 2023.

Key facts

  • This page summarizes Andrea E. Bertone's Form 4 filing for Waste Connections, Inc. (WCN).
  • 5 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 22 Feb 2023, 15:16.

Change

  • Previous filing in this sequence was filed on 14 Dec 2022.
  • Current net transaction value: -$29,826.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

WCN transaction

Common Shares

Options Exercise

Transaction value
$0
Shares
+409
Change %
+221%
Price
$0.000000
Shares after
594
Date
17 Feb 2023
Ownership
Direct
WCN transaction

Common Shares

Tax liability

Transaction value
$29,826
Shares
-219
Change %
-37%
Price
$136.19
Shares after
375
Date
17 Feb 2023
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

WCN transaction Derivative

Deferred Share Units

Award

Transaction value
$0
Shares
+518
Change %
Price
$0.000000
Shares after
518
Date
17 Feb 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
518
Exercise price
$0.000000
Footnotes
F3
WCN transaction Derivative

Restricted Share Units

Award

Transaction value
$0
Shares
+817
Change %
Price
$0.000000
Shares after
817
Date
17 Feb 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
817
Exercise price
$0.000000
Footnotes
F4
WCN transaction Derivative

Restricted Share Units

Options Exercise

Transaction value
$0
Shares
-409
Change %
-50%
Price
$0.000000
Shares after
408
Date
17 Feb 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
409
Exercise price
$0.000000
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Footnote F2

For purposed of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. CAN $183.47 = US $136.1898

Footnote F3

One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

Footnote F4

Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

Footnote F5

Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 17, 2023 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

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