Tony West - 16 Feb 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Legal Officer and Corporate Secretary
Signature
/s/ Carolyn Mo by Power of Attorney for Tony West
Issuer symbol
UBER
Transactions as of
16 Feb 2023
Net transactions value
-$150,204
Form type
4
Filing time
21 Feb 2023, 20:58:17 UTC
Previous filing
08 Feb 2023
Next filing
03 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +3,072 +1.8% 170,045 16 Feb 2023 Direct F1
transaction UBER Common Stock Options Exercise +1,213 +0.71% 171,258 16 Feb 2023 Direct F1
transaction UBER Common Stock Options Exercise +4,670 +2.7% 175,928 16 Feb 2023 Direct F1
transaction UBER Common Stock Options Exercise +1,806 +1% 177,734 16 Feb 2023 Direct F1
transaction UBER Common Stock Tax liability $38,502 -1,063 -0.6% $36.22 176,671 16 Feb 2023 Direct F2
transaction UBER Common Stock Tax liability $15,212 -420 -0.24% $36.22 176,251 16 Feb 2023 Direct F2
transaction UBER Common Stock Tax liability $58,495 -1,615 -0.92% $36.22 174,636 16 Feb 2023 Direct F2
transaction UBER Common Stock Tax liability $22,638 -625 -0.36% $36.22 174,011 16 Feb 2023 Direct F2
transaction UBER Common Stock Tax liability $15,357 -424 -0.24% $36.22 173,587 16 Feb 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -3,072 -2.6% $0.000000 113,692 16 Feb 2023 Common Stock 3,072 Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -1,213 -3.8% $0.000000 30,323 16 Feb 2023 Common Stock 1,213 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -4,670 -4.7% $0.000000 95,263 16 Feb 2023 Common Stock 4,670 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -1,806 -7.1% $0.000000 23,473 16 Feb 2023 Common Stock 1,806 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 16, 2023.
F3 The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Legal Officer and Corporate Secretary