McCormick Andrew C. - Feb 10, 2023 Form 4 Insider Report for PRICE T ROWE GROUP INC (TROW)

Role
Vice President
Signature
Cheryl L. Emory, Assistant Corporate Secretary, as attorney in fact for McCormick, Andrew C.
Stock symbol
TROW
Transactions as of
Feb 10, 2023
Transactions value $
-$675,108
Form type
4
Date filed
2/14/2023, 10:28 AM
Previous filing
Jan 4, 2023
Next filing
Sep 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TROW Common Stock Options Exercise $99.9K +1.46K +2.11% $68.61 70.3K Feb 10, 2023 Direct
transaction TROW Common Stock Options Exercise $436K +6.35K +9.03% $68.61 76.7K Feb 10, 2023 Direct
transaction TROW Common Stock Options Exercise $540K +7.81K +10.18% $69.21 84.5K Feb 10, 2023 Direct
transaction TROW Common Stock Sale -$1.65M -14.2K -16.76% $116.73 70.3K Feb 10, 2023 Direct F1
transaction TROW Common Stock Tax liability -$100K -850 -1.21% $117.62 69.5K Feb 10, 2023 Direct
transaction TROW Common Stock Award $1.31K +11.4 +0.02% $114.98 69.5K Feb 10, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TROW Stock Option Options Exercise $0 -1.46K -100% $0.00* 0 Feb 10, 2023 Common Stock 1.46K $68.61 Direct F2
transaction TROW Stock Option Options Exercise $0 -6.35K -100% $0.00* 0 Feb 10, 2023 Common Stock 6.35K $68.61 Direct F2
transaction TROW Stock Option Options Exercise $0 -7.81K -100% $0.00* 0 Feb 10, 2023 Common Stock 7.81K $69.21 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The range of prices for this transaction were $116.34 to $116.93. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
F3 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.