Kim Olson - Feb 6, 2023 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVB)

Role
Chief Risk Officer
Signature
/s/Desiree Combs, Attorney-in-Fact for Kim Olson
Stock symbol
SIVB
Transactions as of
Feb 6, 2023
Transactions value $
$858,293
Form type
4
Date filed
2/8/2023, 04:28 PM
Previous filing
Jan 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SIVB Common Stock 0 Feb 6, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Restricted Stock Unit Award $0 +1.76K $0.00 1.76K Feb 6, 2023 Common Stock 1.76K Direct F1, F2
transaction SIVB Restricted Stock Unit Award $0 +3.3K $0.00 3.3K Feb 6, 2023 Common Stock 3.3K Direct F1, F2
transaction SIVB Stock Option Award $858K +2.72K $316.13 2.72K Feb 6, 2023 Common Stock 2.72K $316.13 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
F2 Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
F3 Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.