Liu Curtis - Feb 1, 2023 Form 4 Insider Report for Amplitude, Inc. (AMPL)

Role
Chief Technology Officer, Director, 10%+ Owner
Signature
/s/ Elizabeth Fisher, as attorney in fact for Liu Curtis
Stock symbol
AMPL
Transactions as of
Feb 1, 2023
Transactions value $
$99,999
Form type
4
Date filed
2/3/2023, 05:28 PM
Previous filing
Feb 23, 2022
Next filing
Feb 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMPL Class A Common Stock Options Exercise $100K +23.9K $4.19 23.9K Feb 1, 2023 Direct
transaction AMPL Class A Common Stock Conversion of derivative security $0 -23.9K -100% $0.00* 0 Feb 1, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMPL Stock Options (Right to buy) Options Exercise $0 -23.9K -39.82% $0.00 36.1K Feb 1, 2023 Class A Common Stock 23.9K $4.19 Direct F2
transaction AMPL Class B Common Stock Conversion of derivative security $0 +23.9K $0.00* 0 Feb 1, 2023 Class A Common Stock 23.9K Direct F1, F3, F4
holding AMPL Class B Common Stock 7.36M Feb 1, 2023 Class A Common Stock 7.36M By Trust F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the conversion of Class A Common Stock into the Issuer's Class B Common Stock effected pursuant to an amendment to the Issuer's Amended and Restated 2014 Stock Option and Grant Plan, which gave holders a one-time right to exchange such shares of Class A Common Stock for an equal number of shares of Class B Common Stock.
F2 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 1, 2021 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.
F3 The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (b) the death or incapacity of the holder, (c) the date that is six months following the date on which the holder is no longer an employee or director of the Issuer (unless such holder has rejoined the Issuer during such six-month period) or (d) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period).
F4 Reflects the transfer of 23,866 shares by the Reporting Person to his trust.
F5 Securities held by a trust over which the Reporting Person exercises voting and dispositive control.