Michelle Draper - Jan 18, 2023 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVB)

Signature
/s/Desiree Combs, Attorney-in-Fact for Michelle Draper
Stock symbol
SIVB
Transactions as of
Jan 18, 2023
Transactions value $
$0
Form type
4
Date filed
1/20/2023, 02:54 PM
Previous filing
Dec 30, 2022
Next filing
Jan 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Award +1.26K +42.18% 4.26K Jan 18, 2023 Direct F1, F2
holding SIVB Common Stock 146 Jan 18, 2023 By 401(k)/ESOP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Performance Restricted Stock Unit Options Exercise $0 -1.26K -100% $0.00* 0 Jan 18, 2023 Common Stock 1.26K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 To the extent deemed earned on January 18, 2023, these awards are scheduled to complete their time-based vesting, and cliff vest on January 31, 2023.
F2 Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
F3 The information in this report is based on 401(k)/ESOP Plan statement dated as of December 30, 2022.