Garen K. Staglin - 03 Jan 2023 Form 4 Insider Report for SVB FINANCIAL GROUP

Role
Director
Signature
/s/Desiree Combs, Attorney-in-Fact for Garen Staglin
Issuer symbol
N/A
Transactions as of
03 Jan 2023
Net transactions value
$0
Form type
4
Filing time
05 Jan 2023, 15:44:58 UTC
Previous filing
13 Jun 2022
Next filing
12 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Options Exercise $0 +284 +2.1% $0.000000 13,964 01 Jan 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Restricted Stock Unit Options Exercise -284 -100% 0 01 Jan 2023 Common Stock 284 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This award was granted on 05/03/2021 and vested on 4/21/22 upon the completion of the reporting person's 2021-2022 director terms with election to defer the release date to January 1, 2023 as defined under Section 409A of the Internal Revenue Code of 1986.
F2 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.