Aaron Tucker - Jan 3, 2022 Form 4 Insider Report for UNITY BANCORP INC /NJ/ (UNTY)

Role
Director
Signature
Aaron Tucker, POA Jason Murray, Accounting Operations Supervisor/AVP
Stock symbol
UNTY
Transactions as of
Jan 3, 2022
Transactions value $
$0
Form type
4
Date filed
1/5/2023, 11:14 AM
Next filing
Jan 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNTY Restricted Stock Award $0 +2K +100% $0.00 4K Jan 3, 2023 Direct F1, F2
holding UNTY Common Stock 53K Jan 3, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UNTY Stock Options (Right to buy) 22.7K Jan 3, 2022 Common Stock Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 2,000 restricted shares were granted on 1/3/2023 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 1/3/2024, 500 shares on 1/3/2025, 500 shares on 1/3/2026, and 500 shares on 1/3/2027.
F2 4,000 shares are held in an account at Computershare, which have upcoming vesting dates.
F3 8,605 shares are held in an account at Shareworks of which dividends are reinvested quarterly; and 44,414 shares are held in an additional brokerage account.
F4 22,700 stock options were granted under various dates and vesting periods of which 21,367 are currently exercisable.

Remarks:

Total Beneficial Ownership: 78,386