Anup Sharma - 31 Dec 2022 Form 4 Insider Report for LyondellBasell Industries N.V. (LYB)

Role
SVP, Global Business Services
Signature
/s/ Lara A. Mason, Attorney-in-Fact
Issuer symbol
LYB
Transactions as of
31 Dec 2022
Net transactions value
-$145,454
Form type
4
Filing time
04 Jan 2023, 15:31:35 UTC
Previous filing
08 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LYB Class A Ordinary Shares Sale $75,232 -886 -8.3% $84.91 9,825 31 Dec 2022 Direct F1
transaction LYB Class A Ordinary Shares Sale $24,370 -287 -2.9% $84.91 9,538 31 Dec 2022 Direct F1
transaction LYB Class A Ordinary Shares Sale $45,852 -540 -5.7% $84.91 8,998 31 Dec 2022 Direct F1
transaction LYB Class A Ordinary Shares Disposed to Issuer $0 -759 -8.4% $0.000000 8,239 31 Dec 2022 Direct F2, F3
transaction LYB Class A Ordinary Shares Disposed to Issuer $0 -1,618 -20% $0.000000 6,621 31 Dec 2022 Direct F3, F4
transaction LYB Class A Ordinary Shares Disposed to Issuer $0 -63 -0.95% $0.000000 6,558 31 Dec 2022 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Anup Sharma is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $84.58 USD to $85.20 USD. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 The reporting person resigned effective December 31, 2022 and, pursuant to the terms of his restricted stock unit award, forfeited the 759 shares reported on this Form 4.
F3 Price is not applicable.
F4 The reporting person resigned effective December 31, 2022 and, pursuant to the terms of his restricted stock unit award, forfeited the 1,618 shares reported on this Form 4.
F5 The reporting person resigned effective December 31, 2022 and, pursuant to the terms of his restricted stock unit award, forfeited the 63 shares reported on this Form 4.