Nikki Krishnamurthy - 16 Dec 2022 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP and Chief People Officer
Signature
/s/ Carolyn Mo by Power of Attorney for Nikki Krishnamurthy
Issuer symbol
UBER
Transactions as of
16 Dec 2022
Net transactions value
-$71,859
Form type
4
Filing time
20 Dec 2022, 18:52:52 UTC
Previous filing
18 Nov 2022
Next filing
18 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +2,113 +1.2% 181,231 16 Dec 2022 Direct F1
transaction UBER Common Stock Options Exercise +2,304 +1.3% 183,535 16 Dec 2022 Direct F1
transaction UBER Common Stock Options Exercise +1,806 +0.98% 185,341 16 Dec 2022 Direct F1
transaction UBER Common Stock Tax liability $21,607 -832 -0.45% $25.97 184,509 16 Dec 2022 Direct F2
transaction UBER Common Stock Tax liability $23,555 -907 -0.49% $25.97 183,602 16 Dec 2022 Direct F2
transaction UBER Common Stock Tax liability $18,620 -717 -0.39% $25.97 182,885 16 Dec 2022 Direct F2
transaction UBER Common Stock Tax liability $8,077 -311 -0.17% $25.97 182,574 16 Dec 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -2,113 -2.5% $0.000000 82,388 16 Dec 2022 Common Stock 2,113 Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -2,304 -3.6% $0.000000 62,223 16 Dec 2022 Common Stock 2,304 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -1,806 -6.3% $0.000000 27,084 16 Dec 2022 Common Stock 1,806 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2022.
F3 The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.