Michael J. Smith - 02 Dec 2022 Form 4 Insider Report for Sonendo, Inc. (SONX)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SONX	Stock Option	Disposed to Issuer	$0	-66,615	-100%	$0.000000^*	0	02 Dec 2022	Common Stock	66,615	$12.00	Direct	F1, F2
transaction	SONX	Stock Option	Award	$0	+66,615		$0.000000	66,615	02 Dec 2022	Common Stock	66,615	$2.34	Direct	F1, F2
transaction	SONX	Stock Option	Disposed to Issuer	$0	-213,698	-100%	$0.000000^*	0	02 Dec 2022	Common Stock	213,698	$11.52	Direct	F1, F3
transaction	SONX	Stock Option	Award	$0	+213,698		$0.000000	213,698	02 Dec 2022	Common Stock	213,698	$2.34	Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Id	Content
F1	The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.
F2	The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date.
F3	The option was originally granted on June 22, 2021 and vested as to 25% of the underlying shares of Common Stock on June 21, 2022 and with respect to the remaining shares in 36 equal monthly installments thereafter, subject to the reporting person's continued provision of service to the issuer on each vesting date.