Roy T. Chen - 02 Dec 2022 Form 4 Insider Report for Sonendo, Inc. (SONX)

Role
Chief Talent Officer
Signature
/s/ Roy T. Chen
Issuer symbol
SONX
Transactions as of
02 Dec 2022
Net transactions value
$0
Form type
4
Filing time
05 Dec 2022, 17:46:42 UTC
Previous filing
30 Nov 2022
Next filing
28 Dec 2022
SEC
View on sec.gov

Key filing fact

Roy T. Chen filed Form 4 for Sonendo, Inc. (SONX) on 05 Dec 2022.

Key facts

  • This page summarizes Roy T. Chen's Form 4 filing for Sonendo, Inc. (SONX).
  • 6 reported transactions and 6 derivative rows are listed below.
  • Filing timestamp: 05 Dec 2022, 17:46.

Change

  • Previous filing in this sequence was filed on 30 Nov 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

SONX transaction Derivative

Stock Option

Disposed to Issuer

Transaction value
$0
Shares
-35,944
Change %
-100%
Price
$0.000000*
Shares after
0
Date
02 Dec 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
35,944
Exercise price
$12.00
Footnotes
F1, F2
SONX transaction Derivative

Stock Option

Award

Transaction value
$0
Shares
+35,944
Change %
Price
$0.000000
Shares after
35,944
Date
02 Dec 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
35,944
Exercise price
$2.34
Footnotes
F1, F2
SONX transaction Derivative

Stock Option

Disposed to Issuer

Transaction value
$0
Shares
-38,356
Change %
-100%
Price
$0.000000*
Shares after
0
Date
02 Dec 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
38,356
Exercise price
$7.01
Footnotes
F1, F3
SONX transaction Derivative

Stock Option

Award

Transaction value
$0
Shares
+38,356
Change %
Price
$0.000000
Shares after
38,356
Date
02 Dec 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
38,356
Exercise price
$2.34
Footnotes
F1, F3
SONX transaction Derivative

Stock Option

Disposed to Issuer

Transaction value
$0
Shares
-55,578
Change %
-100%
Price
$0.000000*
Shares after
0
Date
02 Dec 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
55,578
Exercise price
$4.02
Footnotes
F1, F4
SONX transaction Derivative

Stock Option

Award

Transaction value
$0
Shares
+55,578
Change %
Price
$0.000000
Shares after
55,578
Date
02 Dec 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
55,578
Exercise price
$2.34
Footnotes
F1, F4
An asterisk next to the price means the reported price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.
F2 The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date.
F3 The option was originally granted on March 17, 2020 and vests in 48 equal monthly installments beginning on March 17, 2020, subject to the reporting person's continued provision of service to the issuer on each vesting date.
F4 The option was originally granted on March 13, 2018 and vested as to 25% of the underlying shares of Common Stock on December 31, 2018 and with respect to the remaining shares in 36 equal monthly installments thereafter, subject to the reporting person's continued provision of service to the issuer on each vesting date.
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