JAMES MING HOM - 21 Nov 2022 Form 4 Insider Report for SOUNDHOUND AI, INC. (SOUN)

Role
Chief Product Officer, Director
Signature
/s /Warren Heit, attorney-in-fact for HOM JAMES MING
Issuer symbol
SOUN
Transactions as of
21 Nov 2022
Net transactions value
-$826,490
Form type
4
Filing time
05 Dec 2022, 16:12:11 UTC
Previous filing
09 Sep 2022
Next filing
13 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOUN Class A Common Stock Conversion of derivative security +661,192 +159% 1,076,192 21 Nov 2022 Direct F1, F2
transaction SOUN Class A Common Stock Sale $826,490 -661,192 -61% $1.25 415,000 01 Dec 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOUN Class B Common Stock Conversion of derivative security $0 -661,192 -13% $0.000000 4,512,588 21 Nov 2022 Class A Common Stock 661,192 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.
F3 Represents shares sold by the reporting person to satisfy tax obligations.