Hom James Ming - Nov 21, 2022 Form 4 Insider Report for SOUNDHOUND AI, INC. (SOUN)

Role
Chief Product Officer, Director
Signature
/s /Warren Heit, attorney-in-fact for HOM JAMES MING
Stock symbol
SOUN
Transactions as of
Nov 21, 2022
Transactions value $
-$826,490
Form type
4
Date filed
12/5/2022, 04:12 PM
Previous filing
Sep 9, 2022
Next filing
Mar 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOUN Class A Common Stock Conversion of derivative security +661K +159.32% 1.08M Nov 21, 2022 Direct F1, F2
transaction SOUN Class A Common Stock Sale -$826K -661K -61.44% $1.25 415K Dec 1, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOUN Class B Common Stock Conversion of derivative security $0 -661K -12.78% $0.00 4.51M Nov 21, 2022 Class A Common Stock 661K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.
F3 Represents shares sold by the reporting person to satisfy tax obligations.