Subi Sethi - 23 Nov 2022 Form 4 Insider Report for Clearwater Analytics Holdings, Inc. (CWAN)

Role
Chief Client Officer
Signature
/s/ Alphonse Valbrune, as Attorney-in-Fact, for Subi Sethi
Issuer symbol
CWAN
Transactions as of
23 Nov 2022
Net transactions value
-$681,736
Form type
4
Filing time
25 Nov 2022, 15:21:32 UTC
Previous filing
22 Nov 2022
Next filing
04 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWAN Class A Common Stock Options Exercise $23,747 +5,397 $4.40 5,397 23 Nov 2022 Direct
transaction CWAN Class A Common Stock Sale $98,085 -5,397 -100% $18.17 0 23 Nov 2022 Direct F1
transaction CWAN Class A Common Stock Options Exercise $17,560 +3,991 $4.40 3,991 25 Nov 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $17,600 +4,000 +100% $4.40 7,991 25 Nov 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $17,600 +4,000 +50% $4.40 11,991 25 Nov 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $19,800 +4,500 +38% $4.40 16,491 25 Nov 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $6,600 +1,500 +9.1% $4.40 17,991 25 Nov 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $17,600 +4,000 +22% $4.40 21,991 25 Nov 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $17,600 +4,000 +18% $4.40 25,991 25 Nov 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $17,600 +4,000 +15% $4.40 29,991 25 Nov 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $17,600 +4,000 +13% $4.40 33,991 25 Nov 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $17,596 +3,999 +12% $4.40 37,990 25 Nov 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $13,200 +3,000 +7.9% $4.40 40,990 25 Nov 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $13,204 +3,001 +7.3% $4.40 43,991 25 Nov 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $880 +200 +0.45% $4.40 44,191 25 Nov 2022 Direct
transaction CWAN Class A Common Stock Sale $54,730 -3,000 -6.8% $18.24 41,191 25 Nov 2022 Direct F2
transaction CWAN Class A Common Stock Sale $81,502 -4,500 -11% $18.11 36,691 25 Nov 2022 Direct F3
transaction CWAN Class A Common Stock Sale $72,610 -4,000 -11% $18.15 32,691 25 Nov 2022 Direct F4
transaction CWAN Class A Common Stock Sale $72,982 -3,999 -12% $18.25 28,692 25 Nov 2022 Direct
transaction CWAN Class A Common Stock Sale $72,519 -4,000 -14% $18.13 24,692 25 Nov 2022 Direct F5
transaction CWAN Class A Common Stock Sale $72,141 -3,991 -16% $18.08 20,701 25 Nov 2022 Direct F6
transaction CWAN Class A Common Stock Sale $72,676 -4,000 -19% $18.17 16,701 25 Nov 2022 Direct F7
transaction CWAN Class A Common Stock Sale $54,580 -3,001 -18% $18.19 13,700 25 Nov 2022 Direct F8
transaction CWAN Class A Common Stock Sale $72,844 -4,000 -29% $18.21 9,700 25 Nov 2022 Direct F9
transaction CWAN Class A Common Stock Sale $27,192 -1,500 -15% $18.13 8,200 25 Nov 2022 Direct F10
transaction CWAN Class A Common Stock Sale $72,048 -4,000 -49% $18.01 4,200 25 Nov 2022 Direct F11
transaction CWAN Class A Common Stock Sale $72,371 -4,000 -95% $18.09 200 25 Nov 2022 Direct F12
transaction CWAN Class A Common Stock Sale $3,645 -200 -100% $18.22 0 25 Nov 2022 Direct F13

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -5,397 -5.4% $0.000000 94,241 23 Nov 2022 Class A Common Stock 5,397 $4.40 Direct F14
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -3,001 -3.2% $0.000000 91,240 25 Nov 2022 Class A Common Stock 3,001 $4.40 Direct F14
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -4,000 -4.4% $0.000000 87,240 25 Nov 2022 Class A Common Stock 4,000 $4.40 Direct F14
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -4,500 -5.2% $0.000000 82,740 25 Nov 2022 Class A Common Stock 4,500 $4.40 Direct F14
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -3,000 -3.6% $0.000000 79,740 25 Nov 2022 Class A Common Stock 3,000 $4.40 Direct F14
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -4,000 -5% $0.000000 75,740 25 Nov 2022 Class A Common Stock 4,000 $4.40 Direct F14
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -3,991 -5.3% $0.000000 71,749 25 Nov 2022 Class A Common Stock 3,991 $4.40 Direct F14
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -4,000 -5.6% $0.000000 67,749 25 Nov 2022 Class A Common Stock 4,000 $4.40 Direct F14
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -3,999 -5.9% $0.000000 63,750 25 Nov 2022 Class A Common Stock 3,999 $4.40 Direct F14
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -4,000 -6.3% $0.000000 59,750 25 Nov 2022 Class A Common Stock 4,000 $4.40 Direct F14
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -4,000 -6.7% $0.000000 55,750 25 Nov 2022 Class A Common Stock 4,000 $4.40 Direct F14
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -4,000 -7.2% $0.000000 51,750 25 Nov 2022 Class A Common Stock 4,000 $4.40 Direct F14
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -1,500 -2.9% $0.000000 50,250 25 Nov 2022 Class A Common Stock 1,500 $4.40 Direct F14
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -200 -0.13% $0.000000 149,556 25 Nov 2022 Class A Common Stock 200 $4.40 Direct F15
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $18.105 USD to $18.37 USD; the price reported above reflects the weighted average sale price.
F10 This transaction was executed in multiple trades at prices ranging from $18.12 USD to $18.16 USD; the price reported above reflects the weighted average sale price.
F11 This transaction was executed in multiple trades at prices ranging from $18.0118 USD to $18.07 USD; the price reported above reflects the weighted average sale price.
F12 This transaction was executed in multiple trades at prices ranging from $18.085 USD to $18.13 USD; the price reported above reflects the weighted average sale price.
F13 This transaction was executed in multiple trades at prices ranging from $18.22 USD to $18.23 USD; the price reported above reflects the weighted average sale price.
F14 Vests 41,251 share(s) on 02-Nov-2020, 16,750 share(s) on 02-Jan-2021, 16,750 share(s) on 02-Jan-2022, 16,750 share(s) on 02-Jan-2023, 16,750 share(s) on 02-Jan-2024, 16,750 share(s) on 02-Jan-2025
F15 Vests 61,875 share(s) on 02-Nov-2020, 25,125 share(s) on 05-Mar-2021, 25,125 share(s) on 01-Jan-2022, 25,125 share(s) on 01-Jan-2023, 25,125 share(s) on 01-Jan-2024, 25,125 share(s) on 01-Jan-2025
F2 This transaction was executed in multiple trades at prices ranging from $18.1915 USD to $18.30 USD; the price reported above reflects the weighted average sale price.
F3 This transaction was executed in multiple trades at prices ranging from $18.08 USD to $18.145 USD; the price reported above reflects the weighted average sale price.
F4 This transaction was executed in multiple trades at prices ranging from $18.13 USD to $18.16 USD; the price reported above reflects the weighted average sale price.
F5 This transaction was executed in multiple trades at prices ranging from $18.10 USD to $18.1453 USD; the price reported above reflects the weighted average sale price.
F6 This transaction was executed in multiple trades at prices ranging from $18.05 USD to $18.0952 USD; the price reported above reflects the weighted average sale price.
F7 This transaction was executed in multiple trades at prices ranging from $18.16 USD to $18.20 USD; the price reported above reflects the weighted average sale price.
F8 This transaction was executed in multiple trades at prices ranging from $18.10 USD to $18.30 USD; the price reported above reflects the weighted average sale price.
F9 This transaction was executed in multiple trades at prices ranging from $18.20 USD to $18.23 USD; the price reported above reflects the weighted average sale price.