Subi Sethi - Nov 23, 2022 Form 4 Insider Report for Clearwater Analytics Holdings, Inc. (CWAN)

Role
Chief Client Officer
Signature
/s/ Alphonse Valbrune, as Attorney-in-Fact, for Subi Sethi
Stock symbol
CWAN
Transactions as of
Nov 23, 2022
Transactions value $
-$681,736
Form type
4
Date filed
11/25/2022, 03:21 PM
Previous filing
Nov 22, 2022
Next filing
Jan 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWAN Class A Common Stock Options Exercise $23.7K +5.4K $4.40 5.4K Nov 23, 2022 Direct
transaction CWAN Class A Common Stock Sale -$98.1K -5.4K -100% $18.17 0 Nov 23, 2022 Direct F1
transaction CWAN Class A Common Stock Options Exercise $17.6K +3.99K $4.40 3.99K Nov 25, 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $17.6K +4K +100.23% $4.40 7.99K Nov 25, 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $17.6K +4K +50.06% $4.40 12K Nov 25, 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $19.8K +4.5K +37.53% $4.40 16.5K Nov 25, 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $6.6K +1.5K +9.1% $4.40 18K Nov 25, 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $17.6K +4K +22.23% $4.40 22K Nov 25, 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $17.6K +4K +18.19% $4.40 26K Nov 25, 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $17.6K +4K +15.39% $4.40 30K Nov 25, 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $17.6K +4K +13.34% $4.40 34K Nov 25, 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $17.6K +4K +11.76% $4.40 38K Nov 25, 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $13.2K +3K +7.9% $4.40 41K Nov 25, 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $13.2K +3K +7.32% $4.40 44K Nov 25, 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $880 +200 +0.45% $4.40 44.2K Nov 25, 2022 Direct
transaction CWAN Class A Common Stock Sale -$54.7K -3K -6.79% $18.24 41.2K Nov 25, 2022 Direct F2
transaction CWAN Class A Common Stock Sale -$81.5K -4.5K -10.92% $18.11 36.7K Nov 25, 2022 Direct F3
transaction CWAN Class A Common Stock Sale -$72.6K -4K -10.9% $18.15 32.7K Nov 25, 2022 Direct F4
transaction CWAN Class A Common Stock Sale -$73K -4K -12.23% $18.25 28.7K Nov 25, 2022 Direct
transaction CWAN Class A Common Stock Sale -$72.5K -4K -13.94% $18.13 24.7K Nov 25, 2022 Direct F5
transaction CWAN Class A Common Stock Sale -$72.1K -3.99K -16.16% $18.08 20.7K Nov 25, 2022 Direct F6
transaction CWAN Class A Common Stock Sale -$72.7K -4K -19.32% $18.17 16.7K Nov 25, 2022 Direct F7
transaction CWAN Class A Common Stock Sale -$54.6K -3K -17.97% $18.19 13.7K Nov 25, 2022 Direct F8
transaction CWAN Class A Common Stock Sale -$72.8K -4K -29.2% $18.21 9.7K Nov 25, 2022 Direct F9
transaction CWAN Class A Common Stock Sale -$27.2K -1.5K -15.46% $18.13 8.2K Nov 25, 2022 Direct F10
transaction CWAN Class A Common Stock Sale -$72K -4K -48.78% $18.01 4.2K Nov 25, 2022 Direct F11
transaction CWAN Class A Common Stock Sale -$72.4K -4K -95.24% $18.09 200 Nov 25, 2022 Direct F12
transaction CWAN Class A Common Stock Sale -$3.65K -200 -100% $18.23 0 Nov 25, 2022 Direct F13

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -5.4K -5.42% $0.00 94.2K Nov 23, 2022 Class A Common Stock 5.4K $4.40 Direct F14
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -3K -3.18% $0.00 91.2K Nov 25, 2022 Class A Common Stock 3K $4.40 Direct F14
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -4K -4.38% $0.00 87.2K Nov 25, 2022 Class A Common Stock 4K $4.40 Direct F14
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -4.5K -5.16% $0.00 82.7K Nov 25, 2022 Class A Common Stock 4.5K $4.40 Direct F14
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -3K -3.63% $0.00 79.7K Nov 25, 2022 Class A Common Stock 3K $4.40 Direct F14
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -4K -5.02% $0.00 75.7K Nov 25, 2022 Class A Common Stock 4K $4.40 Direct F14
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -3.99K -5.27% $0.00 71.7K Nov 25, 2022 Class A Common Stock 3.99K $4.40 Direct F14
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -4K -5.57% $0.00 67.7K Nov 25, 2022 Class A Common Stock 4K $4.40 Direct F14
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -4K -5.9% $0.00 63.8K Nov 25, 2022 Class A Common Stock 4K $4.40 Direct F14
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -4K -6.27% $0.00 59.8K Nov 25, 2022 Class A Common Stock 4K $4.40 Direct F14
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -4K -6.69% $0.00 55.8K Nov 25, 2022 Class A Common Stock 4K $4.40 Direct F14
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -4K -7.17% $0.00 51.8K Nov 25, 2022 Class A Common Stock 4K $4.40 Direct F14
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -1.5K -2.9% $0.00 50.3K Nov 25, 2022 Class A Common Stock 1.5K $4.40 Direct F14
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -200 -0.13% $0.00 150K Nov 25, 2022 Class A Common Stock 200 $4.40 Direct F15
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $18.105 USD to $18.37 USD; the price reported above reflects the weighted average sale price.
F10 This transaction was executed in multiple trades at prices ranging from $18.12 USD to $18.16 USD; the price reported above reflects the weighted average sale price.
F11 This transaction was executed in multiple trades at prices ranging from $18.0118 USD to $18.07 USD; the price reported above reflects the weighted average sale price.
F12 This transaction was executed in multiple trades at prices ranging from $18.085 USD to $18.13 USD; the price reported above reflects the weighted average sale price.
F13 This transaction was executed in multiple trades at prices ranging from $18.22 USD to $18.23 USD; the price reported above reflects the weighted average sale price.
F14 Vests 41,251 share(s) on 02-Nov-2020, 16,750 share(s) on 02-Jan-2021, 16,750 share(s) on 02-Jan-2022, 16,750 share(s) on 02-Jan-2023, 16,750 share(s) on 02-Jan-2024, 16,750 share(s) on 02-Jan-2025
F15 Vests 61,875 share(s) on 02-Nov-2020, 25,125 share(s) on 05-Mar-2021, 25,125 share(s) on 01-Jan-2022, 25,125 share(s) on 01-Jan-2023, 25,125 share(s) on 01-Jan-2024, 25,125 share(s) on 01-Jan-2025
F2 This transaction was executed in multiple trades at prices ranging from $18.1915 USD to $18.30 USD; the price reported above reflects the weighted average sale price.
F3 This transaction was executed in multiple trades at prices ranging from $18.08 USD to $18.145 USD; the price reported above reflects the weighted average sale price.
F4 This transaction was executed in multiple trades at prices ranging from $18.13 USD to $18.16 USD; the price reported above reflects the weighted average sale price.
F5 This transaction was executed in multiple trades at prices ranging from $18.10 USD to $18.1453 USD; the price reported above reflects the weighted average sale price.
F6 This transaction was executed in multiple trades at prices ranging from $18.05 USD to $18.0952 USD; the price reported above reflects the weighted average sale price.
F7 This transaction was executed in multiple trades at prices ranging from $18.16 USD to $18.20 USD; the price reported above reflects the weighted average sale price.
F8 This transaction was executed in multiple trades at prices ranging from $18.10 USD to $18.30 USD; the price reported above reflects the weighted average sale price.
F9 This transaction was executed in multiple trades at prices ranging from $18.20 USD to $18.23 USD; the price reported above reflects the weighted average sale price.