Joseph B. Hampton - 18 Nov 2022 Form 4 Insider Report for SPIRE INC (SR)

Signature
/s/Courtney Vomund as attorney in fact for Hampton, Joseph B.
Issuer symbol
SR
Transactions as of
18 Nov 2022
Net transactions value
+$88,414
Form type
4
Filing time
22 Nov 2022, 18:07:59 UTC
Previous filing
30 Nov 2021
Next filing
19 Sep 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SR Common Stock Award $28,202 +398 +5.8% $70.86 7,249 18 Nov 2022 Direct F1
transaction SR Common Stock Tax liability $5,868 -81 -1.1% $72.45 7,168 21 Nov 2022 Direct F2
transaction SR Common Stock Award $35,718 +493 +6.9% $72.45 7,661 21 Nov 2022 Direct F3
holding SR Common Stock 4,305 18 Nov 2022 Held in 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SR Phantom Stock Award $9,424 +133 +30% $70.86 583 18 Nov 2022 Common Stock 133 Direct F4
transaction SR Phantom Stock Award $21,155 +292 +50% $72.45 875 21 Nov 2022 Common Stock 292 Direct F5
transaction SR Phantom Stock Tax liability $217 -3 -0.34% $72.45 872 21 Nov 2022 Common Stock 3 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents award of time-vested restricted stock that vests on November 18, 2025.
F2 Represents the number of shares withheld for the payment of taxes incident to the vesting of 273 shares of time-vested restricted stock.
F3 Represents performance contingent restricted units that vested and settled in stock based on performance metrics not tied to the market price of the Company's stock.
F4 Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 133 shares of time-vested restricted stock awarded to him. The phantom stock vests on November 18, 2025. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Vested shares of phantom stock are payable in annual cash installments to the reporting person for 15 years 6 months after his separate of employment and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after vesting.
F5 Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 292 shares of vested performance contingent stock. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable for 15 years commencing 6 months following the reporting person's separation from employment.
F6 Represents the number of shares of phantom stock withheld for the payment of taxes.