Jill Hazelbaker - 16 Nov 2022 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP, Marketing and Public Affairs
Signature
/s/ Carolyn Mo by Power of Attorney for Jill Hazelbaker
Issuer symbol
UBER
Transactions as of
16 Nov 2022
Net transactions value
-$235,754
Form type
4
Filing time
18 Nov 2022, 16:47:12 UTC
Previous filing
15 Nov 2022
Next filing
20 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +2,688 +3.3% 83,438 16 Nov 2022 Direct F1
transaction UBER Common Stock Options Exercise +1,698 +2% 85,136 16 Nov 2022 Direct F1
transaction UBER Common Stock Options Exercise +4,670 +5.5% 89,806 16 Nov 2022 Direct F1
transaction UBER Common Stock Options Exercise +2,438 +2.7% 92,244 16 Nov 2022 Direct F1
transaction UBER Common Stock Options Exercise +2,862 +3.1% 95,106 16 Nov 2022 Direct F1
transaction UBER Common Stock Tax liability $40,043 -1,333 -1.4% $30.04 93,773 16 Nov 2022 Direct F2
transaction UBER Common Stock Tax liability $25,294 -842 -0.9% $30.04 92,931 16 Nov 2022 Direct F2
transaction UBER Common Stock Tax liability $69,573 -2,316 -2.5% $30.04 90,615 16 Nov 2022 Direct F2
transaction UBER Common Stock Tax liability $36,318 -1,209 -1.3% $30.04 89,406 16 Nov 2022 Direct F2
transaction UBER Common Stock Tax liability $42,627 -1,419 -1.6% $30.04 87,987 16 Nov 2022 Direct F2
transaction UBER Common Stock Tax liability $21,899 -729 -0.83% $30.04 87,258 16 Nov 2022 Direct F2
holding UBER Common Stock 5,052 16 Nov 2022 Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -2,688 -2.4% $0.000000 107,547 16 Nov 2022 Common Stock 2,688 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -1,698 -3.4% $0.000000 47,546 16 Nov 2022 Common Stock 1,698 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -4,670 -4.8% $0.000000 93,395 16 Nov 2022 Common Stock 4,670 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -2,438 -5.9% $0.000000 39,001 16 Nov 2022 Common Stock 2,438 Direct F1, F7
transaction UBER Restricted Stock Units Options Exercise $0 -2,862 -11% $0.000000 22,899 16 Nov 2022 Common Stock 2,862 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2022.
F3 Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F4 The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8 The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th of the total RSUs vested on July 16, 2020 and 1/40 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

SVP, Marketing and Public Affairs