Roy T. Chen - Nov 14, 2022 Form 4 Insider Report for Sonendo, Inc. (SONX)

Signature
/s/ Roy T. Chen
Stock symbol
SONX
Transactions as of
Nov 14, 2022
Transactions value $
-$5,291
Form type
4
Date filed
11/16/2022, 03:06 PM
Previous filing
Aug 17, 2022
Next filing
Nov 30, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SONX Common Stock Sale -$5.29K -2.76K -2.35% $1.92 114K Nov 14, 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021 and 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
F2 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.81 to $2.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.