Susan Muriel Ganeshan - 09 Nov 2022 Form 4 Insider Report for Clearwater Analytics Holdings, Inc. (CWAN)

Role
Chief Marketing Officer
Signature
/s/ Alphonse Valbrune, as Attorney-in-Fact for Susan Ganeshan
Issuer symbol
CWAN
Transactions as of
09 Nov 2022
Net transactions value
-$452,851
Form type
4
Filing time
14 Nov 2022, 08:57:35 UTC
Previous filing
15 Nov 2022
Next filing
04 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWAN Class A Common Stock Options Exercise $1,213,800 +85,000 +2266% $14.28 88,751 09 Nov 2022 Direct
transaction CWAN Class A Common Stock Sale $1,404,702 -85,000 -96% $16.53 3,751 09 Nov 2022 Direct F2
transaction CWAN Class A Common Stock Options Exercise $180,456 +12,637 +337% $14.28 16,388 10 Nov 2022 Direct
transaction CWAN Class A Common Stock Sale $218,077 -12,637 -77% $17.26 3,751 10 Nov 2022 Direct F3
transaction CWAN Class A Common Stock Options Exercise $642,600 +45,000 +1200% $14.28 48,751 10 Nov 2022 Direct
transaction CWAN Class A Common Stock Sale $772,474 -45,000 -92% $17.17 3,751 10 Nov 2022 Direct F4
transaction CWAN Class A Common Stock Options Exercise $390,744 +27,363 +729% $14.28 31,114 11 Nov 2022 Direct
transaction CWAN Class A Common Stock Sale $485,198 -27,363 -88% $17.73 3,751 11 Nov 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -85,000 -17% $0.000000 415,000 09 Nov 2022 Class A Common Stock 85,000 $14.28 Direct F6
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -12,637 -3% $0.000000 402,363 10 Nov 2022 Class A Common Stock 12,637 $14.28 Direct F6
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -45,000 -11% $0.000000 357,363 10 Nov 2022 Class A Common Stock 45,000 $14.28 Direct F6
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -27,363 -7.7% $0.000000 330,000 11 Nov 2022 Class A Common Stock 27,363 $14.28 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $17.25 USD to $17.95 USD; the price reported above reflects the weighted average sale price.
F2 This transaction was executed in multiple trades at prices ranging from $16.41 USD to $16.76 USD; the price reported above reflects the weighted average sale price.
F3 This transaction was executed in multiple trades at prices ranging from $17.25 USD to $17.45 USD; the price reported above reflects the weighted average sale price.
F4 This transaction was executed in multiple trades at prices ranging from $17.00 USD to $17.30 USD; the price reported above reflects the weighted average sale price.
F5 25% on anniversary date of grant, 1/48th thereafter on first day of month for 3 years beginning on 07-Jun-2021
F6 25% on anniversary date of grant, 1/48th thereafter on first day of month for 3 years beginning on 07-Jun-2021