Key facts
- This page summarizes Patrick Spence's Form 4 filing for Sonos Inc (SONO).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 09 Nov 2022, 17:26.
Patrick Spence - 07 Nov 2022 Form 4 Insider Report for Sonos Inc (SONO)
- Reporting relationship
- Chief Executive Officer, Director
- Issuer ticker
- SONO
- Reported as of
- 07 Nov 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 09 Nov 2022, 17:26:31 UTC
- Prior SEC filing
- 17 Aug 2022
- Next SEC filing
- 17 Nov 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Robert Capilupi by power of attorney
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Patrick Spence filed Form 4 for Sonos Inc (SONO) on 09 Nov 2022.
Change
- Previous filing in this sequence was filed on 17 Aug 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SONO
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +250,263
- Change %
- +33%
- Price
- Shares after
- 1,003,065
- Date
- 07 Nov 2022
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SONO
transaction
Derivative
Performance Share Units
Options Exercise
- Transaction value
- $0
- Shares
- -250,263
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 07 Nov 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 250,263
- Exercise price
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Vesting of performance stock units ("PSUs") previously granted to the Reporting Person and earned in November 2021.
Footnote F2
Each PSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.
Footnote F3
Each PSU represents the right to receive, following vesting, between 0% and 200% of the target award based upon achievement of pre-established one year performance goals, as determined by the Compensation, People, and Diversity & Inclusion Committee (the "Committee"). The Committee determined achievement of such goals for fiscal 2021 at a level of 190.2%. Such PSUs vested on November 7, 2022.