Laura Cushing - Nov 7, 2022 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVB)

Role
Chief Human Resources Officer
Signature
/s/Desiree Combs, Attorney-in-Fact for Laura Cushing
Stock symbol
SIVB
Transactions as of
Nov 7, 2022
Transactions value $
$389,199
Form type
4
Date filed
11/9/2022, 01:01 PM
Previous filing
Oct 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SIVB Common Stock 0 Nov 7, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Restricted Stock Unit Award $0 +2.04K $0.00 2.04K Nov 7, 2022 Common Stock 2.04K Direct F1, F2
transaction SIVB Restricted Stock Unit Award $0 +2.22K +109.08% $0.00 4.26K Nov 7, 2022 Common Stock 2.22K Direct F1, F2
transaction SIVB Stock Option Award $389K +1.83K $212.91 1.83K Nov 7, 2022 Common Stock 1.83K $212.91 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
F2 Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
F3 Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.