Brad S. Elliott - Nov 7, 2022 Form 4 Insider Report for EQUITY BANCSHARES INC (EQBK)

Signature
/s/ Eric Newell, attorney-in-fact
Stock symbol
EQBK
Transactions as of
Nov 7, 2022
Transactions value $
-$176,402
Form type
4
Date filed
11/8/2022, 02:00 PM
Previous filing
Nov 3, 2022
Next filing
Feb 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQBK Class A Common Stock Options Exercise $107K +7.49K +7.04% $14.25 114K Nov 7, 2022 Direct
transaction EQBK Class A Common Stock Sale -$270K -7.49K -6.58% $36.05 106K Nov 7, 2022 Direct F1
transaction EQBK Class A Common Stock Options Exercise $8.61K +604 +0.57% $14.25 107K Nov 8, 2022 Direct
transaction EQBK Class A Common Stock Sale -$21.8K -604 -0.56% $36.08 106K Nov 8, 2022 Direct F2
holding EQBK Class A Common Stock 173K Nov 7, 2022 By Elliott Legacy, LLC F3
holding EQBK Class A Common Stock 9.62K Nov 7, 2022 By Equity Bank Holdings, LLC F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EQBK Stock Option (Right to Buy) Options Exercise $0 -7.49K -19.32% $0.00 31.3K Nov 7, 2022 Common Stock 7.49K $14.25 Direct
transaction EQBK Stock Option (Right to Buy) Options Exercise $0 -604 -1.93% $0.00 30.7K Nov 8, 2022 Common Stock 604 $14.25 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $36.00 USD to $36.20 USD; the price reported above reflects the weighted average sale price.
F2 This transaction was executed in multiple trades at prices ranging from $36.00 USD to $36.23 USD; the price reported above reflects the weighted average sale price.
F3 The reporting person is the managing member of Equity Holdings, LLC and Elliott Legacy, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.