Brad S. Elliott - Oct 24, 2022 Form 4 Insider Report for EQUITY BANCSHARES INC (EQBK)

Role
Chief Executive Officer, Director
Signature
/s/ Eric Newell, attorney-in-fact
Stock symbol
EQBK
Transactions as of
Oct 24, 2022
Transactions value $
-$430,785
Form type
4
Date filed
10/26/2022, 12:19 PM
Previous filing
Feb 1, 2022
Next filing
Oct 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQBK Class A Common Stock Options Exercise $13K +1K +0.94% $13.00 107K Oct 24, 2022 Direct F1
transaction EQBK Class A Common Stock Sale -$34.5K -1K -0.93% $34.50 106K Oct 24, 2022 Direct F2
transaction EQBK Class A Common Stock Options Exercise $244K +18.7K +17.62% $13.00 125K Oct 25, 2022 Direct
transaction EQBK Class A Common Stock Sale -$647K -18.7K -14.98% $34.54 106K Oct 25, 2022 Direct F3
transaction EQBK Class A Common Stock Options Exercise $3.3K +254 +0.24% $13.00 107K Oct 26, 2022 Direct
transaction EQBK Class A Common Stock Sale -$8.8K -254 -0.24% $34.64 106K Oct 26, 2022 Direct F4
holding EQBK Class A Common Stock 173K Oct 24, 2022 By Elliott Legacy LLC F5
holding EQBK Class A Common Stock 9.62K Oct 24, 2022 By Equity Holdings, LLC F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EQBK Stock Option (Right to Buy) Options Exercise $0 -1K -3.33% $0.00 29K Oct 24, 2022 Common Stock 1K $13.00 Direct
transaction EQBK Stock Option (Right to Buy) Options Exercise $0 -18.7K -64.64% $0.00 10.3K Oct 25, 2022 Common Stock 18.7K $13.00 Direct
transaction EQBK Stock Option (Right to Buy) Options Exercise $0 -254 -2.48% $0.00 10K Oct 26, 2022 Common Stock 254 $13.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 456 shares purchased on February 14, 2022 and 316 shares purchased August 14, 2022 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.
F2 This transaction was executed in multiple trades at prices ranging from $34.50 USD to $34.55 USD; the price reported above reflects the weighted average sale price.
F3 This transaction was executed in multiple trades at prices ranging from $34.50 USD to $34.64 USD; the price reported above reflects the weighted average sale price.
F4 This transaction was executed in multiple trades at prices ranging from $34.56 USD to $34.71 USD; the price reported above reflects the weighted average sale price.
F5 The reporting person is the managing member of Equity Holdings, LLC and Elliott Legacy, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.