| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SIVB | Common Stock | Award | $12.1K | +36 | +1.13% | $335.74 | 3.22K | Jun 30, 2022 | Direct | F1 |
| transaction | SIVB | Common Stock | Gift | $0 | -187 | -5.81% | $0.00 | 3.03K | Jul 7, 2022 | Direct | F2 |
| transaction | SIVB | Common Stock | Sale | -$14.2K | -36 | -1.19% | $393.58 | 3K | Oct 13, 2022 | Direct | F3 |
| holding | SIVB | Common Stock | 145 | Oct 13, 2022 | By 401(k)/ESOP | F4 |
| Id | Content |
|---|---|
| F1 | These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
| F2 | Charitable donation of 187 shares by reporting person pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective December 3, 2021 (the "Trading Plan"). |
| F3 | Pursuant to the Trading Plan, the 36 shares acquired on June 30, 2022 had a designated sale period of July 1, 2022 through July 6, 2022 for the disposition of such shares. Due to an error, the disposition was not processed during that designated sale period. The 36 shares were disposed on October 13, 2022 to correct the error. |
| F4 | The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2022. |