Glen Ceremony - 16 Sep 2022 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Accounting Officer and Global Corporate Controller
Signature
/s/ Tammy Albarran by Power of Attorney for Glen Ceremony
Issuer symbol
UBER
Transactions as of
16 Sep 2022
Net transactions value
-$158,820
Form type
4
Filing time
20 Sep 2022, 19:19:54 UTC
Previous filing
18 Aug 2022
Next filing
18 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +1,440 +1.2% 122,296 16 Sep 2022 Direct F1
transaction UBER Common Stock Options Exercise +4,002 +3.3% 126,298 16 Sep 2022 Direct F1
transaction UBER Common Stock Options Exercise +722 +0.57% 127,020 16 Sep 2022 Direct F1
transaction UBER Common Stock Options Exercise +579 +0.46% 127,599 16 Sep 2022 Direct F1
transaction UBER Common Stock Options Exercise +650 +0.51% 128,249 16 Sep 2022 Direct F1
transaction UBER Common Stock Tax liability $22,798 -714 -0.56% $31.93 127,535 16 Sep 2022 Direct F2
transaction UBER Common Stock Tax liability $63,381 -1,985 -1.6% $31.93 125,550 16 Sep 2022 Direct F2
transaction UBER Common Stock Tax liability $11,431 -358 -0.29% $31.93 125,192 16 Sep 2022 Direct F2
transaction UBER Common Stock Tax liability $9,196 -288 -0.23% $31.93 124,904 16 Sep 2022 Direct F2
transaction UBER Common Stock Tax liability $10,313 -323 -0.26% $31.93 124,581 16 Sep 2022 Direct F2
transaction UBER Common Stock Tax liability $40,615 -1,272 -1% $31.93 123,309 16 Sep 2022 Direct F2
transaction UBER Common Stock Tax liability $1,086 -34 -0.03% $31.93 123,275 16 Sep 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -1,440 -2.3% $0.000000 60,495 16 Sep 2022 Common Stock 1,440 Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -4,002 -33% $0.000000 8,005 16 Sep 2022 Common Stock 4,002 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -722 -3.1% $0.000000 22,378 16 Sep 2022 Common Stock 722 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -579 -3.2% $0.000000 17,379 16 Sep 2022 Common Stock 579 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -650 -5.3% $0.000000 11,700 16 Sep 2022 Common Stock 650 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2022.
F3 The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 24,015 restricted stock units (RSUs) on September 1, 2021. The vesting schedule is as follows: 1/6 of the total RSUs vested on December 16, 2021 and 1/6 of the total RSUs vest every three months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Accounting Officer and Global Corporate Controller