Christopher Scott Mason - 01 Sep 2022 Form 3 Insider Report for Sonos Inc (SONO)

Signature
/s/ Robert Capilupi, by power of attorney
Issuer symbol
SONO
Transactions as of
01 Sep 2022
Net transactions value
$0
Form type
3
Filing time
06 Sep 2022, 17:19:23 UTC
Next filing
17 Nov 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SONO Common Stock 43,147 01 Sep 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SONO Employee Stock Option (right to buy) 01 Sep 2022 Common Stock 44,000 $15.10 Direct F1
holding SONO Employee Stock Option (right to buy) 01 Sep 2022 Common Stock 25,000 $15.00 Direct F1
holding SONO Employee Stock Option (right to buy) 01 Sep 2022 Common Stock 3,392 $13.56 Direct F1
holding SONO Employee Stock Option (right to buy) 01 Sep 2022 Common Stock 9,584 $13.56 Direct F1
holding SONO Employee Stock Option (right to buy) 01 Sep 2022 Common Stock 51,508 $13.56 Direct F1
holding SONO Employee Stock Option (right to buy) 01 Sep 2022 Common Stock 32,000 $13.56 Direct F1
holding SONO Employee Stock Option (right to buy) 01 Sep 2022 Common Stock 70,000 $11.28 Direct F1
holding SONO Restricted Stock Units 01 Sep 2022 Common Stock 1,524 Direct F2, F3
holding SONO Restricted Stock Units 01 Sep 2022 Common Stock 5,226 Direct F2, F4
holding SONO Restricted Stock Units 01 Sep 2022 Common Stock 19,504 Direct F2, F5
holding SONO Restricted Stock Units 01 Sep 2022 Common Stock 9,243 Direct F2, F6
holding SONO Restricted Stock Units 01 Sep 2022 Common Stock 8,910 Direct F2, F7
holding SONO Restricted Stock Units 01 Sep 2022 Common Stock 13,944 Direct F2, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option is fully vested.
F2 Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.
F3 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date beginning February 15, 2021, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
F4 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
F5 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
F6 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
F7 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2021, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
F8 One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of February 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration.