Christopher Scott Mason - Sep 1, 2022 Form 3 Insider Report for Sonos Inc (SONO)

Signature
/s/ Robert Capilupi, by power of attorney
Stock symbol
SONO
Transactions as of
Sep 1, 2022
Transactions value $
$0
Form type
3
Date filed
9/6/2022, 05:19 PM
Next filing
Nov 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SONO Common Stock 43.1K Sep 1, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SONO Employee Stock Option (right to buy) Sep 1, 2022 Common Stock 44K $15.11 Direct F1
holding SONO Employee Stock Option (right to buy) Sep 1, 2022 Common Stock 25K $15.00 Direct F1
holding SONO Employee Stock Option (right to buy) Sep 1, 2022 Common Stock 3.39K $13.56 Direct F1
holding SONO Employee Stock Option (right to buy) Sep 1, 2022 Common Stock 9.58K $13.56 Direct F1
holding SONO Employee Stock Option (right to buy) Sep 1, 2022 Common Stock 51.5K $13.56 Direct F1
holding SONO Employee Stock Option (right to buy) Sep 1, 2022 Common Stock 32K $13.56 Direct F1
holding SONO Employee Stock Option (right to buy) Sep 1, 2022 Common Stock 70K $11.28 Direct F1
holding SONO Restricted Stock Units Sep 1, 2022 Common Stock 1.52K Direct F2, F3
holding SONO Restricted Stock Units Sep 1, 2022 Common Stock 5.23K Direct F2, F4
holding SONO Restricted Stock Units Sep 1, 2022 Common Stock 19.5K Direct F2, F5
holding SONO Restricted Stock Units Sep 1, 2022 Common Stock 9.24K Direct F2, F6
holding SONO Restricted Stock Units Sep 1, 2022 Common Stock 8.91K Direct F2, F7
holding SONO Restricted Stock Units Sep 1, 2022 Common Stock 13.9K Direct F2, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option is fully vested.
F2 Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.
F3 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date beginning February 15, 2021, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
F4 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
F5 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
F6 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
F7 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2021, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
F8 One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of February 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration.