Patrick Spence - 15 Jul 2022 Form 4 Insider Report for Sonos Inc (SONO)

Reporting relationship: Chief Executive Officer, Director
Issuer ticker: SONO
Reported as of: 15 Jul 2022
Net transaction value: -$804,301
SEC form: 4
Accepted by SEC: 19 Jul 2022, 17:51:10 UTC
Prior SEC filing: 17 May 2022
Next SEC filing: 17 Aug 2022
Source filing: View source filing
Reporting owner signature: /s/ Robert Capilupi by power of attorney

Key filing fact

Patrick Spence filed Form 4 for Sonos Inc (SONO) on 19 Jul 2022.

Key facts

This page summarizes Patrick Spence's Form 4 filing for Sonos Inc (SONO).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 19 Jul 2022, 17:51.

Change

Previous filing in this sequence was filed on 17 May 2022.
Current net transaction value: -$804,301.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SONO transaction

Common Stock

Options Exercise

Transaction value: $432,442
Shares: +98,844
Change %: +14%
Price: $4.38
Shares after: 792,927
Date: 15 Jul 2022
Ownership: Direct
Footnotes: F1

SONO transaction

Common Stock

Sale

Transaction value: $1,236,743
Shares: -65,237
Change %: -8.2%
Price: $18.96
Shares after: 727,690
Date: 15 Jul 2022
Ownership: Direct
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SONO transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -98,844
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 15 Jul 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 98,844
Exercise price: $4.38
Footnotes: F1, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Footnote F2

Represents the weighted average sales price per share. The shares sold at prices ranging from $18.68 to $19.28 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Footnote F3

The stock option is fully vested.