Carolyn Beaver - Jun 29, 2022 Form 4 Insider Report for Sonendo, Inc. (SONX)

Role
Director
Signature
By: /s/ Jacqueline Collins, Attorney-in-Fact for Carolyn Beaver
Stock symbol
SONX
Transactions as of
Jun 29, 2022
Transactions value $
$0
Form type
4
Date filed
7/1/2022, 08:46 AM
Previous filing
Jun 17, 2022
Next filing
May 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SONX Common Stock Award $0 +34.7K +1238.64% $0.00 37.5K Jun 29, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SONX Stock Options (Right to buy) Award $0 +49.6K $0.00 49.6K Jun 29, 2022 Common Stock 49.6K $1.73 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date.
F2 The Options vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date and (ii) the date of the 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date.