Glen Ceremony - 16 Jun 2022 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Accounting Officer and Global Corporate Controller
Signature
/s/ Tammy Albarran by Power of Attorney for Glen Ceremony
Issuer symbol
UBER
Transactions as of
16 Jun 2022
Net transactions value
-$101,838
Form type
4
Filing time
21 Jun 2022, 18:24:05 UTC
Previous filing
18 May 2022
Next filing
19 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +1,440 +1.2% 118,489 16 Jun 2022 Direct F1
transaction UBER Common Stock Options Exercise +4,003 +3.4% 122,492 16 Jun 2022 Direct F1
transaction UBER Common Stock Options Exercise +722 +0.59% 123,214 16 Jun 2022 Direct F1
transaction UBER Common Stock Options Exercise +579 +0.47% 123,793 16 Jun 2022 Direct F1
transaction UBER Common Stock Options Exercise +650 +0.53% 124,443 16 Jun 2022 Direct F1
transaction UBER Common Stock Tax liability $14,616 -714 -0.57% $20.47 123,729 16 Jun 2022 Direct F2
transaction UBER Common Stock Tax liability $40,633 -1,985 -1.6% $20.47 121,744 16 Jun 2022 Direct F2
transaction UBER Common Stock Tax liability $7,328 -358 -0.29% $20.47 121,386 16 Jun 2022 Direct F2
transaction UBER Common Stock Tax liability $5,895 -288 -0.24% $20.47 121,098 16 Jun 2022 Direct F2
transaction UBER Common Stock Tax liability $6,612 -323 -0.27% $20.47 120,775 16 Jun 2022 Direct F2
transaction UBER Common Stock Tax liability $716 -35 -0.03% $20.47 120,740 16 Jun 2022 Direct F2
transaction UBER Common Stock Tax liability $26,038 -1,272 -1% $20.47 120,055 16 Jun 2022 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -1,440 -2.2% $0.000000 64,816 16 Jun 2022 Common Stock 1,440 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -4,003 -25% $0.000000 12,007 16 Jun 2022 Common Stock 4,003 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -722 -2.9% $0.000000 24,544 16 Jun 2022 Common Stock 722 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -579 -2.9% $0.000000 19,117 16 Jun 2022 Common Stock 579 Direct F1, F7
transaction UBER Restricted Stock Units Options Exercise $0 -650 -4.5% $0.000000 13,650 16 Jun 2022 Common Stock 650 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on June 16, 2022.
F3 Includes 587 shares acquired under Uber's stock purchase plan on May 20, 2022.
F4 The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 24,015 restricted stock units (RSUs) on September 1, 2021. The vesting schedule is as follows: 1/6 of the total RSUs vested on December 16, 2021 and 1/6 of the total RSUs vest every three months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8 The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Accounting Officer and Global Corporate Controller