ADAM CHRISTOPHER ELLIS - 15 Jun 2022 Form 4 Insider Report for Zumiez Inc (ZUMZ)

Signature
Chris K. Visser, Attorney-in-Fact
Issuer symbol
ZUMZ
Transactions as of
15 Jun 2022
Net transactions value
-$27,112
Form type
4
Filing time
16 Jun 2022, 18:44:35 UTC
Previous filing
17 Mar 2022
Next filing
28 Dec 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZUMZ Common Stock Options Exercise +3,875 +21% 22,027 15 Jun 2022 Direct F1
transaction ZUMZ Common Stock Tax liability $27,112 -944 -4.3% $28.72 21,083 15 Jun 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZUMZ Restricted Stock Units Options Exercise $0 -3,875 -46% $0.000000 4,533 15 Jun 2022 Common Stock 3,875 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld by Zumiez Inc. to pay taxes on restricted stock.
F3 The restricted stock units vest over 5 years with 20% vesting on the 3rd anniversary of the date of grant, 40% vesting on the 4th anniversary of the date of grant and 40% vesting on the 5th anniversary of the date of grant.