Alison Mosca - Jun 15, 2022 Form 4 Insider Report for Clene Inc. (CLNN)

Role
Director
Signature
/s/ Jerry Miraglia POA
Stock symbol
CLNN
Transactions as of
Jun 15, 2022
Transactions value $
$13,100
Form type
4
Date filed
6/16/2022, 07:14 AM
Previous filing
May 6, 2022
Next filing
Aug 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLNN Common Stock Purchase $13.1K +5K +14.5% $2.62 39.5K Jun 15, 2022 Direct F1
holding CLNN Common Stock 51.9K Jun 15, 2022 By LLC F2
holding CLNN Common Stock 3.01M Jun 15, 2022 By LP F3
holding CLNN Common Stock 1.46M Jun 15, 2022 By trust F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Ms. Mosca purchased 5,000 shares of common stock of Clene Inc. on June 15, 2022 at a price of $2.62 per share.
F2 The securities are owned by the Kensington Clene, LLC. Ms. Mosca is the sole manager of and owns a minority interest in Kensington Clene, LCC. The shares owned by the Kensington Clene, LLC. may be deemed to be beneficially owned by Ms. Mosca. Ms. Mosca disclaims all shares owned by Kensington Clene, LLC, for which she does not have a pecuniary or profits interest.
F3 The securities are owned by the Kensington Investments, L.P. Ms. Mosca is the chief executive officer of Kensington Investments, L.P. The shares owned by the Kensington Investments, L.P. may be deemed to be beneficially owned by Ms. Mosca. Ms. Mosca disclaims all shares owned by Kensington Investments, L.P. , for which she does not have a pecuniary or profits interest.
F4 The securities are owned by the Robert C. Gay 1998 Family Trust. Ms. Mosca is the trustee of the Robert C. Gay 1998 Family Trust. The shares owned by the Robert C. Gay 1998 Family Trust may be deemed to be beneficially owned by Ms. Mosca. Ms. Mosca has no pecuniary or profits interest in the shares held by the Robert C. Gay 1998 Family Trust.