Thomas W. Rosamilia - 08 Jun 2022 Form 4 Insider Report for INTERNATIONAL BUSINESS MACHINES CORP (IBM)

Role: Senior Vice President
Signature: D. Glowienka on behalf of T. W. Rosamilia
Issuer symbol: IBM
Transactions as of: 08 Jun 2022
Net transactions value: -$801,058
Form type: 4
Filing time: 10 Jun 2022, 16:30:26 UTC
Previous filing: 09 Jun 2022
Next filing: 10 Aug 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	IBM	Common Stock	Options Exercise	$0	+3,108	+10%	$0.000000	33,389	08 Jun 2022	Direct
transaction	IBM	Common Stock	Tax liability	$214,322	-1,517	-4.5%	$141.28	31,872	08 Jun 2022	Direct
transaction	IBM	Common Stock	Options Exercise	$0	+4,403	+14%	$0.000000	36,275	08 Jun 2022	Direct
transaction	IBM	Common Stock	Tax liability	$304,317	-2,154	-5.9%	$141.28	34,121	08 Jun 2022	Direct
transaction	IBM	Common Stock	Options Exercise	$0	+4,067	+12%	$0.000000	38,188	08 Jun 2022	Direct
transaction	IBM	Common Stock	Tax liability	$282,419	-1,999	-5.2%	$141.28	36,189	08 Jun 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	IBM	Rst. Stock Unit	Options Exercise	$0	-3,108	-100%	$0.000000^*	0	08 Jun 2022	Common Stock	3,108	$0.000000	Direct	F1, F2, F3
transaction	IBM	Rst. Stock Unit	Options Exercise	$0	-4,403	-33%	$0.000000	8,807	08 Jun 2022	Common Stock	4,403	$0.000000	Direct	F2, F3, F4
transaction	IBM	Rst. Stock Unit	Options Exercise	$0	-4,067	-25%	$0.000000	12,204	08 Jun 2022	Common Stock	4,067	$0.000000	Direct	F2, F3, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On 06/08/18, the reporting person was granted 12,032 RSUs, 3,008 of which vested on 06/08/19, 3,008 of which vested on 06/08/20, 3,008 of which vested on 06/08/21, and 3,008 of which vested on 06/08/22. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.
F2	These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.
F3	Release of restricted stock units.
F4	On 06/08/20, the reporting person was granted 17,048 RSUs, 4,262 of which vested on 06/08/21, 4,262 of which vested on 06/08/22, 4,262 of which will vest on 06/08/23, and 4,262 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.
F5	On 06/08/21, the reporting person was granted 15,748 RSUs, 3,937 of which vested on 06/08/22, 3,937 of which will vest on 06/08/23, 3,937 of which will vest on 06/08/24, and 3,937 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.