Arvind Krishna - 08 Jun 2022 Form 4 Insider Report for INTERNATIONAL BUSINESS MACHINES CORP (IBM)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
10 Jun 2022, 16:29:43 UTC
Prior SEC filing
09 Jun 2022
Next SEC filing
10 Aug 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
D. Glowienka on behalf of A. Krishna

Key filing fact

Arvind Krishna filed Form 4 for INTERNATIONAL BUSINESS MACHINES CORP (IBM) on 10 Jun 2022.

Key facts

  • This page summarizes Arvind Krishna's Form 4 filing for INTERNATIONAL BUSINESS MACHINES CORP (IBM).
  • 9 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 10 Jun 2022, 16:29.

Change

  • Previous filing in this sequence was filed on 09 Jun 2022.
  • Current net transaction value: -$1,521,868.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

IBM transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+3,108
Change %
+1.8%
Price
$0.000000
Shares after
180,312
Date
08 Jun 2022
Ownership
Direct
IBM transaction

Common Stock

Tax liability

Transaction value
$217,006
Shares
-1,536
Change %
-0.85%
Price
$141.28
Shares after
178,776
Date
08 Jun 2022
Ownership
Direct
IBM transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+10,091
Change %
+5.6%
Price
$0.000000
Shares after
188,867
Date
08 Jun 2022
Ownership
Direct
IBM transaction

Common Stock

Tax liability

Transaction value
$704,281
Shares
-4,985
Change %
-2.6%
Price
$141.28
Shares after
183,882
Date
08 Jun 2022
Ownership
Direct
IBM transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+8,604
Change %
+4.7%
Price
$0.000000
Shares after
192,486
Date
08 Jun 2022
Ownership
Direct
IBM transaction

Common Stock

Tax liability

Transaction value
$600,581
Shares
-4,251
Change %
-2.2%
Price
$141.28
Shares after
188,235
Date
08 Jun 2022
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

IBM transaction Derivative

Rst. Stock Unit

Options Exercise

Transaction value
$0
Shares
-3,108
Change %
-100%
Price
$0.000000*
Shares after
0
Date
08 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,108
Exercise price
$0.000000
Footnotes
F1, F2, F3
IBM transaction Derivative

Rst. Stock Unit

Options Exercise

Transaction value
$0
Shares
-10,091
Change %
-33%
Price
$0.000000
Shares after
20,182
Date
08 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,091
Exercise price
$0.000000
Footnotes
F2, F3, F4
IBM transaction Derivative

Rst. Stock Unit

Options Exercise

Transaction value
$0
Shares
-8,604
Change %
-25%
Price
$0.000000
Shares after
25,814
Date
08 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
8,604
Exercise price
$0.000000
Footnotes
F2, F3, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

On 06/08/18, the reporting person was granted 12,032 RSUs, 3,008 of which vested on 06/08/19, 3,008 of which vested on 06/08/20, 3,008 of which vested on 06/08/21, and 3,008 of which vested on 06/08/22. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

Footnote F2

These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Footnote F3

Release of restricted stock units.

Footnote F4

On 06/08/20, the reporting person was granted 39,068 RSUs, 9,767 of which vested on 06/08/21, 9,767 of which vested on 06/08/22, 9,767 of which will vest on 06/08/23, and 9,767 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

Footnote F5

On 06/08/21, the reporting person was granted 33,313 RSUs, 8,328 of which vested on 06/08/22, 8,328 of which will vest on 06/08/23, 8,328 of which will vest on 06/08/24, and 8,329 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

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